4//SEC Filing
TC Group, LLC 4
Accession 0001641172-25-017631
CIK 0001517228other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 6:00 PM ET
Size
25.2 KB
Accession
0001641172-25-017631
Insider Transaction Report
Form 4
TC Group Sub L.P.
10% Owner
Transactions
- Other
Series A Convertible Preferred Stock
2025-06-30+17,107→ 1,261,310 total(indirect: See Footnotes)→ Common Stock (622,072 underlying)
TC Group VII S1, L.L.C.
10% Owner
Transactions
- Other
Series A Convertible Preferred Stock
2025-06-30+17,107→ 1,261,310 total(indirect: See Footnotes)→ Common Stock (622,072 underlying)
TC Group VII S1, L.P.
10% Owner
Transactions
- Other
Series A Convertible Preferred Stock
2025-06-30+17,107→ 1,261,310 total(indirect: See Footnotes)→ Common Stock (622,072 underlying)
Carlyle Holdings I L.P.
10% Owner
Transactions
- Other
Series A Convertible Preferred Stock
2025-06-30+17,107→ 1,261,310 total(indirect: See Footnotes)→ Common Stock (622,072 underlying)
TC Group, LLC
10% Owner
Transactions
- Other
Series A Convertible Preferred Stock
2025-06-30+17,107→ 1,261,310 total(indirect: See Footnotes)→ Common Stock (622,072 underlying)
Carlyle Holdings I GP Sub L.L.C.
10% Owner
Transactions
- Other
Series A Convertible Preferred Stock
2025-06-30+17,107→ 1,261,310 total(indirect: See Footnotes)→ Common Stock (622,072 underlying)
Carlyle Holdings I GP Inc.
10% Owner
Transactions
- Other
Series A Convertible Preferred Stock
2025-06-30+17,107→ 1,261,310 total(indirect: See Footnotes)→ Common Stock (622,072 underlying)
CG Subsidiary Holdings L.L.C.
10% Owner
Transactions
- Other
Series A Convertible Preferred Stock
2025-06-30+17,107→ 1,261,310 total(indirect: See Footnotes)→ Common Stock (622,072 underlying)
Transactions
- Other
Series A Convertible Preferred Stock
2025-06-30+17,107→ 1,261,310 total(indirect: See Footnotes)→ Common Stock (622,072 underlying)
Carlyle Group Inc.
10% Owner
Transactions
- Other
Series A Convertible Preferred Stock
2025-06-30+17,107→ 1,261,310 total(indirect: See Footnotes)→ Common Stock (622,072 underlying)
Footnotes (4)
- [F1]The number of shares of Common Stock of the Issuer deliverable upon conversion of each share of Series A Convertible Preferred Stock, par value $0.01 per share (the "Preferred Stock"), is initially equal to 36.3636 shares, subject to customary anti-dilution adjustments. The Preferred Stock is convertible at any time and has no stated maturity. The Preferred Stock will remain outstanding indefinitely unless converted, repurchased or redeemed by the Issuer. The Issuer may mandatorily convert the Preferred Stock into Common Stock at any time after the three-year anniversary of the issuance, if certain conditions are met.
- [F2]The reporting person received these shares of Series A Convertible Preferred Stock as a payment-in-kind dividend on the shares of Series A Convertible Preferred Stock owned on the dividend record date. Holders of the Series A Convertible Preferred Stock are entitled to a cumulative dividend at the rate of 5.5% per year, payable quarterly in arrears.
- [F3]Carlyle Partners VII S1 Holdings, L.P. is the record holder of the securities reported herein.
- [F4]The Carlyle Group Inc., which is a publicly traded entity listed on the Nasdaq, is the sole shareholder of Carlyle Holdings I GP Inc., which is the sole member of Carlyle Holdings I GP Sub L.L.C., which is the general partner of Carlyle Holdings I L.P., which, with respect to the securities reported herein, is the managing member of CG Subsidiary Holdings L.L.C., which is the managing member of TC Group, L.L.C., which is the general partner of TC Group Sub L.P., which is the managing member of TC Group VII S1, L.L.C., which is the general partner of TC Group VII S1, L.P., which is the general partner of Carlyle Partners VII S1 Holdings, L.P. Accordingly, each of the foregoing entities may be deemed to share beneficial ownership of the securities held of record by Carlyle Partners VII S1 Holdings, L.P. Each of them disclaims any such beneficial ownership except to the extent of their pecuniary interest therein, if any.
Documents
Issuer
CommScope Holding Company, Inc.
CIK 0001517228
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0000933790
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 6:00 PM ET
- Size
- 25.2 KB