BAUM MARK L 4
4 · HARROW, INC. · Filed Jul 23, 2025
Insider Transaction Report
Form 4
HARROW, INC.HROW
BAUM MARK L
DirectorChief Executive Officer10% Owner
Transactions
- Exercise/Conversion
Common stock
2025-07-21$7.87/sh+600,000$4,722,000→ 3,199,462 total - Tax Payment
Common stock
2025-07-21$37.08/sh−313,338$11,618,573→ 2,886,124 total - Exercise/Conversion
Stock Option (Right to Buy)
2015-07-31−600,000→ 0 totalExercise: $7.87Exp: 2025-07-31→ Common Stock (600,000 underlying)
Footnotes (1)
- [F1]Represents stock options granted to Mr. Baum on July 31, 2015, and amended on June 4, 2020, under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock option vested upon achievement and maintenance of certain Harrow common stock-price-based performance targets. The Company withheld a total of 313,338 shares from issuance to Mr. Baum for: (i) 127,346 shares withheld as consideration for the cashless exercise of the option; and (ii) an additional 185,992 shares of common stock were withheld from issuance to Mr. Baum for payroll tax purposes.