Ally Bridge Group (NY) LLC 3
3 · ProMIS Neurosciences Inc. · Filed Aug 4, 2025
Insider Transaction Report
Form 3
ABG Management Ltd.
10% Owner
Holdings
- 6,058,738(indirect: See Footnote)
Common Shares
- (indirect: See Footnote)
Warrants
Exercise: $0.01From: 2024-07-26→ Common Shares (1,274,759 underlying) - (indirect: See Footnote)
Warrants
Exercise: $1.75From: 2024-02-21Exp: 2029-02-21→ Common Shares (1,066,674 underlying) - (indirect: See Footnote)
Warrants
Exercise: $1.25From: 2025-07-29Exp: 2030-07-29→ Common Shares (7,348,604 underlying)
Footnotes (2)
- [F1]These securities are held of record by Ally Bridge MedAlpha Master Fund L.P. Mr. Fan Yu is the controlling stockholder of ABG Management Ltd., which is the sole member of Ally Bridge Group (NY) LLC, which manages the investments of Ally Bridge MedAlpha Master Fund L.P. As such, each of the foregoing entities and Mr. Fan Yu may be deemed to share beneficial ownership of the securities held of record by Ally Bridge MedAlpha Master Fund L.P. Each of them disclaims beneficial ownership of such securities.
- [F2]The warrants will expire when exercised in full.