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Ally Bridge Group (NY) LLC 3

Accession 0001641172-25-022100

CIK 0001374339other

View on SEC.gov Company Profile

Filed

Aug 3, 8:00 PM ET

Accepted

Aug 4, 5:49 PM ET

Size

13.6 KB

Accession

0001641172-25-022100

Insider Transaction Report

Form 3

Period: 2025-07-29

ProMIS Neurosciences Inc.PMN

Ally Bridge MedAlpha Master Fund L.P.

10% Owner

Holdings

Warrants
(indirect: See Footnote)
Exercise: $1.75From: 2024-02-21Exp: 2029-02-21→ Common Shares (1,066,674 underlying)
Warrants
(indirect: See Footnote)
Exercise: $1.25From: 2025-07-29Exp: 2030-07-29→ Common Shares (7,348,604 underlying)
Common Shares
(indirect: See Footnote)
6,058,738
Warrants
(indirect: See Footnote)
Exercise: $0.01From: 2024-07-26→ Common Shares (1,274,759 underlying)

Ally Bridge Group (NY) LLC

10% Owner

Holdings

Warrants
(indirect: See Footnote)
Exercise: $1.25From: 2025-07-29Exp: 2030-07-29→ Common Shares (7,348,604 underlying)
Warrants
(indirect: See Footnote)
Exercise: $0.01From: 2024-07-26→ Common Shares (1,274,759 underlying)
Common Shares
(indirect: See Footnote)
6,058,738
Warrants
(indirect: See Footnote)
Exercise: $1.75From: 2024-02-21Exp: 2029-02-21→ Common Shares (1,066,674 underlying)

10% Owner

Holdings

Warrants
(indirect: See Footnote)
Exercise: $0.01From: 2024-07-26→ Common Shares (1,274,759 underlying)
Common Shares
(indirect: See Footnote)
6,058,738
Warrants
(indirect: See Footnote)
Exercise: $1.75From: 2024-02-21Exp: 2029-02-21→ Common Shares (1,066,674 underlying)
Warrants
(indirect: See Footnote)
Exercise: $1.25From: 2025-07-29Exp: 2030-07-29→ Common Shares (7,348,604 underlying)

ABG Management Ltd.

10% Owner

Holdings

Common Shares
(indirect: See Footnote)
6,058,738
Warrants
(indirect: See Footnote)
Exercise: $0.01From: 2024-07-26→ Common Shares (1,274,759 underlying)
Warrants
(indirect: See Footnote)
Exercise: $1.75From: 2024-02-21Exp: 2029-02-21→ Common Shares (1,066,674 underlying)
Warrants
(indirect: See Footnote)
Exercise: $1.25From: 2025-07-29Exp: 2030-07-29→ Common Shares (7,348,604 underlying)

Footnotes (2)

[F1]These securities are held of record by Ally Bridge MedAlpha Master Fund L.P. Mr. Fan Yu is the controlling stockholder of ABG Management Ltd., which is the sole member of Ally Bridge Group (NY) LLC, which manages the investments of Ally Bridge MedAlpha Master Fund L.P. As such, each of the foregoing entities and Mr. Fan Yu may be deemed to share beneficial ownership of the securities held of record by Ally Bridge MedAlpha Master Fund L.P. Each of them disclaims beneficial ownership of such securities.
[F2]The warrants will expire when exercised in full.

Documents

1 file

3
ownership.xmlPrimary
3

Issuer

ProMIS Neurosciences Inc.

CIK 0001374339

Entity typeother

IncorporatedDE

Related Parties

1

filerCIK 0001822947

Filing Metadata

Form type: 3
Filed: Aug 3, 8:00 PM ET
Accepted: Aug 4, 5:49 PM ET
Size: 13.6 KB

View on SEC.gov