4//SEC Filing
Cerminara Kyle 4
Accession 0001641172-25-022838
CIK 0001591890other
Filed
Aug 7, 8:00 PM ET
Accepted
Aug 8, 5:47 PM ET
Size
14.9 KB
Accession
0001641172-25-022838
Insider Transaction Report
Form 4
Cerminara Kyle
DirectorCEO and Chairman10% Owner
Transactions
- Award
Pre - Funded Common Stock Purchase Warrant
2025-08-04$4.99/sh+200,000$998,000→ 200,000 total(indirect: By LLC)Exercise: $0.00→ Common Stock (200,000 underlying) - Award
Common Stock Purchase Warrant
2025-08-04+225,000→ 225,000 total(indirect: By LLC)Exercise: $5.00→ Common Stock (225,000 underlying) - Award
Pre - Funded Common Stock Purchase Warrant
2025-08-04$4.99/sh+100,000$499,000→ 100,000 totalExercise: $0.00→ Common Stock (100,000 underlying)
Holdings
- 450(indirect: By Spouse)
Common Stock
- 329,965(indirect: By LLC)
Common Stock
- 45,609
Common Stock
- 301(indirect: By 401(k))
Common Stock
- 167(indirect: By Children)
Common Stock
Footnotes (4)
- [F1]Exercise subject to the latter of the (i) effectiveness of articles of amendment to the Company's amended and restated articles of incorporation to increase authorized shares to 1,000,000,000 and (ii) 21st day following final information statement for Nasdaq Rule 5635(d) approval (the "Initial Exercise Date").
- [F2]Expires ten years from Initial Exercise Date. Exercise limited to 50% of warrant shares until Company purchases $150 million in Ethereum tokens.
- [F3]No expiration until exercised in full; exercise price pre-funded.
- [F4]FG Financial Holdings LLC ("FGFH") beneficially owns in the aggregate 329,965 shares of FG Common Stock. Fundamental Global GP LLC ("FGGP"), which is an affiliate of FGFH, may be deemed to be a beneficial owner of the securities disclosed as directly owned by FGFH. Due to Mr. Cerminara's position with FGGP and affiliated entities, Mr. Cerminara may be deemed to be beneficial owner of the securities disclosed as directly owned by FGFH. Mr. Cerminara disclaims beneficial ownership of the shares of FG Common Stock beneficially owned by FGFH and FGGP except to the extent of his pecuniary interest therein.
Documents
Issuer
Fundamental Global Inc.
CIK 0001591890
Entity typeother
Related Parties
1- filerCIK 0001619991
Filing Metadata
- Form type
- 4
- Filed
- Aug 7, 8:00 PM ET
- Accepted
- Aug 8, 5:47 PM ET
- Size
- 14.9 KB