LOTT RONALD M. 4
4 · SURO CAPITAL CORP. · Filed Aug 22, 2025
Insider Transaction Report
Form 4
LOTT RONALD M.
Director
Transactions
- Sale
Common Stock
2025-08-19$8.81/sh−7,500$66,075→ 29,623 total
Footnotes (2)
- [F1]The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $8.80 to $8.83 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, SuRo Capital Corp. (the "Company"), or a security holder of the Company's, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]This total includes restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being May 28, 2026) and (ii) the date of the Company's annual meeting of stockholders that is closest to the first anniversary of the award date.