4//SEC Filing
Susanto Halim 4
Accession 0001641172-25-025705
CIK 0001888654other
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 4:30 PM ET
Size
13.5 KB
Accession
0001641172-25-025705
Insider Transaction Report
Form 4
Ascend Global Investment Fund SPC - Strategic Segregated Portfolio
Director10% Owner
Transactions
- Purchase
Common Stock
2025-08-25$3.50/sh+100,000$350,000→ 7,830,646 total(indirect: See Footnotes)
Meridian Investments Corp
10% Owner
Transactions
- Purchase
Common Stock
2025-08-25$3.50/sh+100,000$350,000→ 7,830,646 total(indirect: See Footnotes)
Susanto Halim
10% Owner
Transactions
- Purchase
Common Stock
2025-08-25$3.50/sh+100,000$350,000→ 7,830,646 total(indirect: See Footnotes)
Transactions
- Purchase
Common Stock
2025-08-25$3.50/sh+100,000$350,000→ 7,830,646 total(indirect: See Footnotes)
Ascend Financial Holdings Ltd
10% Owner
Transactions
- Purchase
Common Stock
2025-08-25$3.50/sh+100,000$350,000→ 7,830,646 total(indirect: See Footnotes)
Footnotes (2)
- [F1]Ascend Global Investment Fund SPC ("Ascend Global") and Meridian Investments Corporation ("Meridian") each purchased 50,000 shares of Common Stock. Ascend Global is the record holder of 4,031,972 shares of Common Stock and Meridian is the record holder of 3,798,674 shares of Common Stock
- [F2]Ascend Global is the sole shareholder of Meridian, and may be deemed to share beneficial ownership of the securities held of record by Meridian. Ascend Financial Holdings Limited ("Ascend Financial") is the sole shareholder of Ascend Capital Advisors (S) Pte. Ltd., which is the sole partner of Ascend Global. As a result, each of the foregoing entities may be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global. By virtue of his control of Ascend Financial, Mr. Susanto may also be deemed to share beneficial ownership of the securities beneficially owned by Ascend Global under Section 13(d) of the Securities Exchange Act of 1934 (as amended) and the rules promulgated by the U.S. Securities and Exchange Commission thereunder. Mr. Susanto disclaims beneficial ownership of the securities beneficially owned by Ascend Global.
Documents
Issuer
5E Advanced Materials, Inc.
CIK 0001888654
Entity typeother
Related Parties
1- filerCIK 0002001327
Filing Metadata
- Form type
- 4
- Filed
- Aug 26, 8:00 PM ET
- Accepted
- Aug 27, 4:30 PM ET
- Size
- 13.5 KB