GENELUX Corp·4

Sep 3, 4:15 PM ET

Yu Yong 4

4 · GENELUX Corp · Filed Sep 3, 2025

Insider Transaction Report

Form 4
Period: 2025-09-01
Yu Yong
VP, Clinical Trial Operations
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2025-09-01207,6520 total
    Exercise: $6.00Exp: 2029-09-20Common stock (207,652 underlying)
  • Award

    Stock Option (Right to Buy)

    2025-09-01+207,652207,652 total
    Exercise: $3.33Exp: 2029-09-20Common stock (207,652 underlying)
  • Award

    Stock Option (Right to Buy)

    2025-09-01+65,00065,000 total
    Exercise: $3.33Exp: 2033-09-10Common stock (65,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2025-09-0165,0000 total
    Exercise: $22.40Exp: 2033-09-10Common stock (65,000 underlying)
Footnotes (3)
  • [F1]The shares subject to the option are fully vested.
  • [F2]The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.
  • [F3]The shares subject to the option vest as follows: 25% on September 11, 2024, and the remaining shares vest in 36 equal monthly installments thereafter.

Documents

1 file
  • 4
    ownership.xmlPrimary