GENELUX Corp·4

Sep 3, 4:15 PM ET

Zindrick Thomas 4

4 · GENELUX Corp · Filed Sep 3, 2025

Insider Transaction Report

Form 4
Period: 2025-09-01
Zindrick Thomas
DirectorPresident and CEO
Transactions
  • Award

    Stock Option (Right to Buy)

    2025-09-01+925,000925,000 total
    Exercise: $3.33Exp: 2027-09-18Common stock (925,000 underlying)
  • Award

    Stock Option (Right to Buy)

    2025-09-01+23,56823,568 total
    Exercise: $3.33Exp: 2030-09-23Common stock (23,568 underlying)
  • Award

    Stock Option (Right to Buy)

    2025-09-01+250,000250,000 total
    Exercise: $3.33Exp: 2033-09-10Common stock (250,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2025-09-01925,0000 total
    Exercise: $6.00Exp: 2027-09-18Common stock (925,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2025-09-0123,5680 total
    Exercise: $6.00Exp: 2030-09-23Common stock (23,568 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2025-09-01157,3720 total
    Exercise: $6.00Exp: 2030-03-22Common stock (157,372 underlying)
  • Award

    Stock Option (Right to Buy)

    2025-09-01+157,372157,372 total
    Exercise: $3.33Exp: 2030-03-22Common stock (157,372 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2025-09-01250,0000 total
    Exercise: $22.40Exp: 2033-09-10Common stock (250,000 underlying)
Footnotes (3)
  • [F1]The shares subject to these options are fully vested.
  • [F2]The transactions reported herein reflect a one-time reduction of the exercise prices of these stock options, effective September 1, 2025, to an exercise price of $3.33 per share, the price of the Issuer's common stock on September 1, 2025. There is no change to the expiration dates or the vesting schedule of the stock options.
  • [F3]The shares subject to the option vest as follows: 25% on September 11, 2024, and the remaining shares vest in 36 equal monthly installments thereafter.

Documents

1 file
  • 4
    ownership.xmlPrimary