Abernathy Lawrence S 4

Accession 0001643139-18-000006

CIK 0000277638other

View on SEC.gov Company Profile

Filed

May 29, 8:00 PM ET

Accepted

May 30, 2:53 PM ET

Size

66.6 KB

Accession

0001643139-18-000006

Insider Transaction Report

Form 4

Period: 2018-03-30

DAVEY TREE EXPERT CONONE

Abernathy Lawrence S

VP & GM, Davey Tree Surgery Co

Transactions

SaleSwap
Common Stock
2018-05-29−16,063→ 72,386 total
Exercise/Conversion
Common Stock
2018-05-29$8.00/sh+4,000$32,000→ 76,386 total
Exercise/Conversion
Common Stock
2018-05-29$16.35/sh+2,000$32,700→ 99,386 total
Exercise/Conversion
Common Stock
2018-05-29$8.20/sh+2,400$19,680→ 103,286 total
Exercise/Conversion
Common Stock
2018-03-30+4,262→ 88,449 total
Exercise/Conversion
Common Stock
2018-05-29$8.30/sh+12,000$99,600→ 88,386 total
Exercise/Conversion
Common Stock
2018-05-29$11.60/sh+4,000$46,400→ 92,386 total
Exercise/Conversion
Common Stock
2018-05-29$15.05/sh+2,000$30,100→ 97,386 total
Exercise/Conversion
Common Stock
2018-05-29$17.60/sh+1,500$26,400→ 100,886 total
Exercise/Conversion
Common Stock
2018-05-29$8.30/sh+4,000$33,200→ 107,286 total
Exercise/Conversion
Common Stock
2018-05-29$9.20/sh+4,000$36,800→ 111,286 total
Exercise/Conversion
Common Stock
2018-05-29$9.85/sh+4,000$39,400→ 115,286 total
Exercise/Conversion
Common Stock
2018-05-29$11.60/sh+4,000$46,400→ 119,286 total
Exercise/Conversion
Common Stock
2018-05-29$16.35/sh+6,300$103,005→ 133,986 total
Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2018-05-29−12,000→ 0 total
Exercise: $8.30From: 2011-11-01Exp: 2020-11-01→ Common Stock (12,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2018-05-29−3,000→ 0 total
Exercise: $13.20From: 2015-06-30Exp: 2024-06-30→ Common Stock (3,000 underlying)
Exercise/Conversion
Stock Appreciation Rights (2012)
2018-05-29−4,000→ 0 total
Exercise: $9.85From: 2013-03-07Exp: 2021-12-31→ Common Stock (4,000 underlying)
Exercise/Conversion
Stock Appreciation Rights (2014)
2018-05-29−4,200→ 0 total
Exercise: $13.20From: 2015-03-07Exp: 2023-12-31→ Common Stock (4,200 underlying)
Exercise/Conversion
Common Stock
2018-05-29$13.20/sh+4,200$55,440→ 123,486 total
Exercise/Conversion
Common Stock
2018-05-29$15.05/sh+4,200$63,210→ 127,686 total
Exercise/Conversion
Common Stock
2018-05-29$17.60/sh+3,200$56,320→ 137,186 total
Disposition to Issuer
Common Stock
2018-05-29−23,741→ 113,445 total
Exercise/Conversion
Stock Subscription Rights (Right to Buy)
2018-03-30−4,262→ 710 total
Exercise: $9.85From: 2012-08-01Exp: 2019-08-01→ Common Stock (4,262 underlying)
Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2018-05-29−4,000→ 0 total
Exercise: $8.00From: 2010-11-02Exp: 2019-11-02→ Common Stock (4,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2018-05-29−4,000→ 0 total
Exercise: $11.60From: 2014-06-24Exp: 2023-06-24→ Common Stock (4,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2018-05-29−2,000→ 0 total
Exercise: $16.35From: 2017-06-28Exp: 2026-06-28→ Common Stock (2,000 underlying)
Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2018-05-29−1,500→ 0 total
Exercise: $17.60From: 2018-06-23Exp: 2027-06-23→ Common Stock (1,500 underlying)
Exercise/Conversion
Stock Appreciation Rights (2009)
2018-05-29−2,400→ 0 total
Exercise: $8.20From: 2010-03-10Exp: 2018-12-31→ Common Stock (2,400 underlying)
Exercise/Conversion
Stock Appreciation Rights (2010)
2018-05-29−4,000→ 0 total
Exercise: $8.30From: 2011-03-09Exp: 2019-12-31→ Common Stock (4,000 underlying)
Exercise/Conversion
Common Stock
2018-05-29$13.20/sh+3,000$39,600→ 95,386 total
Exercise/Conversion
Non-Qualified Stock Option (Right to Buy)
2018-05-29−2,000→ 0 total
Exercise: $15.05From: 2016-06-29Exp: 2025-06-29→ Common Stock (2,000 underlying)
Exercise/Conversion
Stock Appreciation Rights (2011)
2018-05-29−4,000→ 0 total
Exercise: $9.20From: 2012-03-11Exp: 2020-12-31→ Common Stock (4,000 underlying)
Exercise/Conversion
Stock Appreciation Rights (2013)
2018-05-29−4,000→ 0 total
Exercise: $11.60From: 2014-03-07Exp: 2022-12-31→ Common Stock (4,000 underlying)
Exercise/Conversion
Stock Appreciation Rights (2015)
2018-05-29−4,200→ 0 total
Exercise: $15.05From: 2016-03-06Exp: 2024-12-31→ Common Stock (4,200 underlying)
Exercise/Conversion
Stock Appreciation Rights (2016)
2018-05-29−6,300→ 0 total
Exercise: $16.35From: 2017-03-04Exp: 2025-12-31→ Common Stock (6,300 underlying)
Exercise/Conversion
Stock Appreciation Rights (2017)
2018-05-29−3,200→ 0 total
Exercise: $17.60From: 2018-03-10Exp: 2026-12-31→ Common Stock (3,200 underlying)

Holdings

Common Stock
(indirect: By 401(k))
98,579.388

Footnotes (7)

[F1]Reflects exercise of stock subscription rights. The reported rights to purchase shares of the Company's common stock were acquired in the Company's stock subscription offering to employees and non-employee directors in accordance with the provisions of The Davey Tree Expert Company 2004 Omnibus Stock Plan (the "Plan"). All participants in the offering purchasing in excess of $5,000 of common stock were granted a "right" to purchase one additional share of common stock, at a price of $19.70 per share, for every three shares of common stock purchased under the Plan. Each "right" may be exercised at the rate of 1/7 per year beginning on August 1, 2012, expiring upon the earlier of termination of employment or July 31, 2019. Mr. Abernathy's remaining rights to purchase 710 shares of the Company's common stock were forfeited upon his retirement from the Company.
[F2]Shares surrendered in connection with the exercise of Non-Qualified Stock Option shares.
[F3]On March 16, 2017, the grant date of certain PRSUs and SARs were incorrectly reported as March 14, 2017, rather than March 3, 2017.
[F4]Exercise of SARs upon retirement.
[F5]This total reflects routine accumulation of 98,579.3884 common shares acquired through the Company's 401(K) benefit plan as of May 29, 2018, based on internal records.
[F6]These shares vested and became fully exercisable upon Mr. Abernathy's retirement.
[F7]Exercise of SARs which became fully vested upon Mr. Abernathy's retirement.

Documents

1 file

4
wf-form4_152770638014887.xmlPrimary
FORM 4

Issuer

DAVEY TREE EXPERT CO

CIK 0000277638

→

Entity typeother

Related Parties

filerCIK 0001643139

Filing Metadata

Form type: 4
Filed: May 29, 8:00 PM ET
Accepted: May 30, 2:53 PM ET
Size: 66.6 KB

View on SEC.gov