MoSys, Inc. 4

4 · MoSys, Inc. · Filed Aug 26, 2016

Form 4

Period: 2016-08-23

VP of Marketing and Sales

Transactions

Disposition to Issuer
Option to purchase common stock
2016-08-23−175,000→ 0 total
Exercise: $3.92Exp: 2018-02-22→ Common Stock (175,000 underlying)
Disposition to Issuer
Option to purchase common stock
2016-08-23−49,900→ 0 total
Exercise: $4.46Exp: 2023-06-06→ Common Stock (49,900 underlying)
Disposition to Issuer
Option to purchase common stock
2016-08-23+128,514→ 128,514 total
Exercise: $0.72Exp: 2026-08-23→ Common Stock (128,514 underlying)

Footnotes (4)

[F1]The canceled option provided for vesting as follows: 25% of the shares subject to the option on February 23, 2013 and as to 2.083% of the shares subject to the option on the 23rd day of each calendar month thereafter
[F2]On August 23, 2016, the Issuer canceled, pursuant to an option exchange program, options granted to the Reporting Person on 2/22/12 and 6/6/13. In exchange for these options to cumulatively purchase 224,900 shares, the Reporting Person received a new option to purchase 128,514 shares at a lower exercise price.
[F3]The canceled option provided for vesting as follows: 7,300, 7,300, 7,300, 21,000, 7,000 shares in fiscal years 2013, 2014, 2015, 2016 and 2017, respectively
[F4]Option granted to replace cancelled options, pursuant to an option exchange program; vests ratably over 36 months

Documents

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