MoSys, Inc. 4

4 · MoSys, Inc. · Filed Aug 26, 2016

Form 4

Period: 2016-08-23

Chief Operating Officer

Transactions

Disposition to Issuer
Option to purchase common stock
2016-08-23−400,000→ 0 total
Exercise: $6.06Exp: 2017-05-10→ Common Stock (400,000 underlying)
Disposition to Issuer
Option to purchase common stock
2016-08-23+457,142→ 457,142 total
Exercise: $0.72Exp: 2026-08-23→ Common Stock (457,142 underlying)
Disposition to Issuer
Option to purchase common stock
2016-08-23−400,000→ 0 total
Exercise: $2.99Exp: 2017-12-21→ Common stock (400,000 underlying)

Footnotes (4)

[F1]The canceled option provided for vesting as follows: 25% of the shares subject to the option on May 9, 2012 and as to 2.083% of the shares subject to the option on the 23rd day of each calendar month thereafter
[F2]On August 23, 2016, the Issuer canceled, pursuant to an option exchange program, options granted to the Reporting Person on 5/10/11 and 12/21/11. In exchange for these options to cumulatively purchase 800,000 shares, the Reporting Person received a new option to purchase 457,142 shares at a lower exercise price.
[F3]The canceled option provided for vesting as follows: 25% of the shares subject to the option on December 21, 2012 and as to 2.083% of the shares subject to the option on the 21st day of each calendar month thereafter
[F4]Option granted to replace cancelled options, pursuant to an option exchange program; vests ratably over 36 months.

Documents

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