Smith Stephen M 4

Accession 0001645635-18-000006

CIK 0001101239other

View on SEC.gov Company Profile

Filed

Jan 17, 7:00 PM ET

Accepted

Jan 18, 5:30 PM ET

Size

35.9 KB

Accession

0001645635-18-000006

Insider Transaction Report

Form 4

Period: 2018-01-16

EQUINIX INCEQIX

Smith Stephen M

Chief Executive Officer

Transactions

Exercise/Conversion
Common Stock
2018-01-16+11,548→ 25,874 total
Sale
Common Stock
2018-01-17$440.08/sh−2,136$940,019→ 33,502 total
Sale
Common Stock
2018-01-17$444.62/sh−1,370$609,134→ 27,232 total
Exercise/Conversion
Common Stock
2018-01-16+3,031→ 32,753 total
Exercise/Conversion
Common Stock
2018-01-16+2,885→ 35,638 total
Sale
Common Stock
2018-01-17$442.43/sh−1,100$486,674→ 30,502 total
Sale
Common Stock
2018-01-17$443.59/sh−1,900$842,823→ 28,602 total
Sale
Common Stock
2018-01-17$446.48/sh−250$111,619→ 25,232 total
Award
Restricted Stock Units
2018-01-16+11,548→ 11,548 total
Exercise: $0.00→ Common Stock (11,548 underlying)
Exercise/Conversion
Restricted Stock Units
2018-01-16−11,548→ 0 total
Exercise: $0.00→ Common Stock (11,548 underlying)
Exercise/Conversion
Common Stock
2018-01-16+3,848→ 29,722 total
Exercise/Conversion
Restricted Stock Units
2018-01-16−3,848→ 0 total
Exercise: $0.00→ Common Stock (3,848 underlying)
Exercise/Conversion
Restricted Stock Units
2018-01-16−3,031→ 3,030 total
Exercise: $0.00→ Common Stock (3,031 underlying)
Exercise/Conversion
Restricted Stock Units
2018-01-16−2,885→ 5,769 total
Exercise: $0.00→ Common Stock (2,885 underlying)
Sale
Common Stock
2018-01-17$441.47/sh−1,900$838,795→ 31,602 total
Sale
Common Stock
2018-01-17$445.84/sh−1,750$780,221→ 25,482 total
Sale
Common Stock
2018-01-17$448.61/sh−300$134,584→ 24,932 total

Footnotes (15)

[F1]Includes 7 shares acquired under the Equinix, Inc. Employee Stock Purchase Plan on August 14, 2017.
[F10]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $448.10 to $448.87 inclusive.
[F11]On February 12, 2015, the reporting person was granted performance restricted stock units, the vesting of which was subject to both continued service and the degree to which a relative Total Shareholder Return target was attained for the period January 1, 2015 to December 31, 2017. The Compensation Committee certified that the payout for this award would be 200% (out of a possible 200%) of the target to the reporting person based on the degree to which Equinix performed against the Russell 1000 Index.
[F12]Restricted stock unit award expires upon reporting person's termination of employment.
[F13]Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2016 and an additional 33.33% of the RSUs vesting on January 15, 2017 and January 15, 2018.
[F14]Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the RSUs vesting on January 15, 2017 and an additional 33.33% of the RSUs vesting on January 15, 2018 and January 15, 2019.
[F15]Vesting is dependent upon continuous active service as an employee, consultant or director of the Company or a subsidiary of the Company (Service) throughout the vesting period. The Restricted Stock Units shall vest as follows: 33.33% of the award is scheduled to vest on January 15, 2018, with an additional 33.33% units scheduled to vest on each of January 15, 2019 and January 15, 2020.
[F2]Shares were sold pursuant to a 10b5-1 Trading Plan in order to raise funds to pay the required withholding tax pursuant to the vesting of RSUs.
[F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $439.60 to $440.57, inclusive. The reporting person undertakes to provide to Equinix, Inc, any security holder of Equinix Inc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 4 through 10 to this Form 4.
[F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $441.01 to $441.91 inclusive.
[F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $442.04 to $442.92 inclusive.
[F6]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $443.13 to $444.11 inclusive.
[F7]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $444.20 to $445.15 inclusive.
[F8]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $445.33 to $446.31 inclusive.
[F9]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $446.46 to $446.56 inclusive.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

EQUINIX INC

CIK 0001101239

→

Entity typeother

Related Parties

filerCIK 0001395018

Filing Metadata

Form type: 4
Filed: Jan 17, 7:00 PM ET
Accepted: Jan 18, 5:30 PM ET
Size: 35.9 KB

View on SEC.gov