4//SEC Filing
Serber Zachariah 4
Accession 0001645842-22-000130
CIK 0001645842other
Filed
Oct 18, 8:00 PM ET
Accepted
Oct 19, 6:00 PM ET
Size
15.4 KB
Accession
0001645842-22-000130
Insider Transaction Report
Form 4
Serber Zachariah
DirectorChief Science Officer
Transactions
- Disposition to Issuer
Stock Options
2022-10-19−63,768→ 0 totalExercise: $26.88Exp: 2031-02-17→ Common Stock (63,768 underlying) - Disposition to Issuer
Stock Options
2022-10-19−458,333→ 0 totalExercise: $31.00Exp: 2031-04-21→ Common Stock (458,333 underlying) - Disposition to Issuer
Common Stock
2022-10-19−2,551,685→ 0 total - Disposition to Issuer
Common Stock
2022-10-19−40,000→ 0 total(indirect: See Footnote) - Disposition to Issuer
Common Stock
2022-10-19−40,000→ 0 total(indirect: See Footnote) - Disposition to Issuer
Stock Options
2022-10-19−148,742→ 0 totalExercise: $4.47Exp: 2027-07-01→ Common Stock (148,742 underlying)
Footnotes (5)
- [F1]Pursuant to the Agreement and Plan of Merger, dated as of July 24, 2022 (the "Merger Agreement"), by and among Ginkgo Bioworks Holdings, Inc. ("Ginkgo"), Pepper Merger Subsidiary Inc. and the Issuer, each share of the Issuer's common stock was cancelled and converted into a right to receive 0.9179 of a share of Class A common stock of Ginkgo (the "Merger Consideration"), together with cash in lieu of any fractional shares of Class A common stock of Ginkgo.
- [F2]Pursuant to the Merger Agreement, at the effective time of the merger (the "Effective Time"), all outstanding vested Issuer restricted stock units ("RSUs") (including after giving effect to any acceleration of vesting to which the Issuer RSUs were entitled as of immediately prior to the Effective Time) were cancelled and converted into a right to receive the Merger Consideration in respect of such Issuer RSUs and cash in lieu of any fractional shares of Class A common stock of Ginkgo.
- [F3]Held by the Rorik Serber 2021 Irrevocable Trust.
- [F4]Held by spouse as custodian for children under the California Uniform Transfer to Minors Act.
- [F5]Immediately prior to the Effective Time, all outstanding Issuer stock options vested in full pursuant to the terms of the agreements governing such stock options. Pursuant to the Merger Agreement, at the Effective Time, each Issuer stock option with an exercise price per share equal to or greater than the Merger Consideration Value (as defined in the Merger Agreement) was cancelled for no consideration.
Documents
Issuer
Zymergen Inc.
CIK 0001645842
Entity typeother
Related Parties
1- filerCIK 0001845655
Filing Metadata
- Form type
- 4
- Filed
- Oct 18, 8:00 PM ET
- Accepted
- Oct 19, 6:00 PM ET
- Size
- 15.4 KB