Joseph Thomas R 4
4 · Resonant Inc · Filed Jun 8, 2018
Insider Transaction Report
Form 4
Resonant IncRESN
Joseph Thomas R
Director
Transactions
- Exercise/Conversion
Common Stock
[F1][F2]2018-06-06+11,627→ 41,594 total - Exercise/Conversion
Common Stock
[F2]2018-06-07+5,967→ 47,561 total - Exercise/Conversion
Restricted Stock Units
[F2][F1][F3]2018-06-06−11,627→ 0 total→ Common Stock (11,627 underlying) - Exercise/Conversion
Restricted Stock Units
[F2][F4]2018-06-07−5,967→ 0 total→ Common Stock (5,967 underlying)
Footnotes (4)
- [F1]Includes 5,813 shares underlying a restricted stock unit that will vest on June 12, 2018.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Resonant Inc. common stock.
- [F3]50% of the shares vested on June 6, 2018, and 50% of the shares shall vest on the earlier of (i) the day prior to the second annual meeting of stockholders following the grant and (ii) June 6, 2019, subject to earlier vesting upon the cessation of service.
- [F4]50% of the shares vested on June 5, 2017, and 50% of the shares vested on June 7, 2018.
Signature
/s/Jeff Killian, Attorney-In-Fact|2018-06-08