4//SEC Filing
Girouard Dave 4
Accession 0001647639-25-000059
CIK 0001647639other
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 5:29 PM ET
Size
282.6 KB
Accession
0001647639-25-000059
Insider Transaction Report
Form 4
Girouard Dave
DirectorChief Executive Officer10% Owner
Transactions
- Exercise/Conversion
Employee Stock Option (Right to buy)
2025-06-11$0.83/sh−41,667$34,584→ 1,001,743 totalExercise: $0.83Exp: 2026-09-20→ Common Stock (41,667 underlying) - Sale
Common Stock
2025-06-11$60.11/sh−41,667$2,504,524→ 52,614 total - Exercise/Conversion
Common Stock
2025-06-11$0.83/sh+41,667$34,584→ 94,281 total
Holdings
- 8,342,701(indirect: See Footnote)
Common Stock
- 546,501(indirect: See Footnote)
Common Stock
- 126,057(indirect: See Footnote)
Common Stock
- 546,501(indirect: See Footnote)
Common Stock
- 1,000,000(indirect: See Footnote)
Common Stock
- 126,057(indirect: See Footnote)
Common Stock
Footnotes (9)
- [F1]The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 29, 2024.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.32. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- [F3]These shares are held by 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee.
- [F4]These shares are held by David J Girouard, as trustee of the DTG GRAT LLC, dated May 23,2023.
- [F5]These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
- [F6]These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.
- [F7]These shares are held by the JRG NONEXEMPT GIFT TRUST.
- [F8]These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 NONEXEMPT GIFT TRUST, dated October 19, 2020.
- [F9]All of the shares subject to this option are fully vested and exercisable as of the date hereof.
Issuer
Upstart Holdings, Inc.
CIK 0001647639
Entity typeother
Related Parties
1- filerCIK 0001832805
Filing Metadata
- Form type
- 4
- Filed
- Jun 12, 8:00 PM ET
- Accepted
- Jun 13, 5:29 PM ET
- Size
- 282.6 KB