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Upstart Holdings, Inc.·4

Jun 20, 4:53 PM ET

Gu Paul 4

4 · Upstart Holdings, Inc. · Filed Jun 20, 2025

Insider Transaction Report

Form 4
Period: 2025-06-17
Upstart Holdings, Inc.UPST
Gu Paul
DirectorChief Technology Offier
Transactions
  • Exercise/Conversion

    Employee Stock Option (Right to buy)

    2025-06-17$3.80/sh−25,000$95,000→ 45,000 total
    Exercise: $3.80Exp: 2029-03-29→ Common Stock (25,000 underlying)
  • Exercise/Conversion

    Common Stock

    2025-06-17$3.80/sh+25,000$95,000→ 1,147,156 total
Footnotes (2)
  • [F1]Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
  • [F2]All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Documents

3 files