Upstart Holdings, Inc.·4

Aug 26, 4:31 PM ET

Mirgorodskaya Natalia 4

4 · Upstart Holdings, Inc. · Filed Aug 26, 2025

Insider Transaction Report

Form 4
Period: 2025-08-22
Transactions
  • Exercise/Conversion

    Common Stock

    2025-08-22$25.90/sh+365$9,45423,909 total
  • Sale

    Common Stock

    2025-08-22$70.00/sh365$25,55123,544 total
  • Sale

    Common Stock

    2025-08-25$68.00/sh1,024$69,63222,520 total
  • Exercise/Conversion

    Employee Stock Option (Right to buy)

    2025-08-22$25.90/sh365$9,4542,947 total
    Exercise: $25.90Exp: 2032-08-31Common Stock (365 underlying)
Footnotes (4)
  • [F1]The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 25, 2024.
  • [F2]Certain of these securities listed in Column 5 are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
  • [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $70.00 to $70.025. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  • [F4]All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Documents

1 file
  • 4
    wk-form4_1756240313.xmlPrimary

    FORM 4