4//SEC Filing
Broadcom Ltd 4
Accession 0001649338-16-000039
CIK 0001649338operating
Filed
Mar 17, 8:00 PM ET
Accepted
Mar 18, 8:01 PM ET
Size
10.2 KB
Accession
0001649338-16-000039
Insider Transaction Report
Form 4
Broadcom LtdAVGO
Maslowski Anthony E.
SVP & Chief Financial Officer
Transactions
- Exercise/Conversion
Ordinary Shares, no par value
2016-03-16$35.31/sh+5,000$176,550→ 73,196 total - Sale
Ordinary Shares, no par value
2016-03-16$147.61/sh−6,975$1,029,580→ 66,221 total - Exercise/Conversion
Stock Option (Right to Buy)
2016-03-16−5,000→ 7,500 totalExercise: $35.31Exp: 2019-03-05→ Ordinary Shares, no par value (5,000 underlying)
Holdings
- 14,237(indirect: See Footnote)
Ordinary Shares, no par value
Footnotes (6)
- [F1]Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- [F2]Includes 1,975 shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs.
- [F3]Transaction executed in multiple trades at prices ranging from $147.61 to $148.01 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- [F4]Includes 57,833 RSUs.
- [F5]The shares are held by The Anthony E. Maslowski Trust dated May 20, 2011 for which the Reporting Person serves as trustee.
- [F6]The option is fully vested and exercisable.
Documents
Issuer
Broadcom Ltd
CIK 0001649338
Entity typeoperating
Related Parties
1- filerCIK 0001649338
Filing Metadata
- Form type
- 4
- Filed
- Mar 17, 8:00 PM ET
- Accepted
- Mar 18, 8:01 PM ET
- Size
- 10.2 KB