Broadcom Ltd 4

4 · Broadcom Ltd · Filed Mar 18, 2016

Form 4

Period: 2016-03-16

SVP & Chief Financial Officer

Transactions

Exercise/Conversion
Ordinary Shares, no par value
2016-03-16$35.31/sh+5,000$176,550→ 73,196 total
Sale
Ordinary Shares, no par value
2016-03-16$147.61/sh−6,975$1,029,580→ 66,221 total
Exercise/Conversion
Stock Option (Right to Buy)
2016-03-16−5,000→ 7,500 total
Exercise: $35.31Exp: 2019-03-05→ Ordinary Shares, no par value (5,000 underlying)

Holdings

Footnotes (6)

[F1]Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
[F2]Includes 1,975 shares sold by the Reporting Person pursuant to mandatory sale provisions of the relevant restricted share unit ("RSU") grant requiring the sale of sufficient shares to cover withholding taxes due upon vesting of RSUs.
[F3]Transaction executed in multiple trades at prices ranging from $147.61 to $148.01 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
[F4]Includes 57,833 RSUs.
[F5]The shares are held by The Anthony E. Maslowski Trust dated May 20, 2011 for which the Reporting Person serves as trustee.
[F6]The option is fully vested and exercisable.

Documents

1 file