CIFC LLC 4
4 · CIFC LLC · Filed Apr 4, 2016
Insider Transaction Report
Form 4
CIFC LLCCIFC
Agarwal Rahul N
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Shares
2016-03-31+4,045→ 24,636 total - Tax Payment
Common Shares
2016-03-31$7.10/sh−1,495$10,615→ 23,141 total - Exercise/Conversion
Restricted Share Units
2016-03-31−4,045→ 28,318 total→ Common Shares (4,045 underlying)
Footnotes (2)
- [F1]Each Restricted Share Unit represents a contingent right to receive one Common Share of the Issuer.
- [F2]1/3 of the Restricted Share Units will vest on December 31, 2015 and 1/12 of the Restricted Share Units will vest on each of the next eight quarterly anniversaries, with the first quarterly installment vesting on the date that is 3 months from December 31, 2015, and are subject to adjustment, acceleration and forfeit as more fully described in the Restricted Share Unit Award Agreement, effective as of December 30, 2014, between the Issuer and the Reporting Person.