Home/Filings/4/0001649709-16-000026
4//SEC Filing

CIFC LLC 4

Accession 0001649709-16-000026

CIK 0001649709operating

Filed

Apr 3, 8:00 PM ET

Accepted

Apr 4, 5:17 PM ET

Size

8.4 KB

Accession

0001649709-16-000026

Insider Transaction Report

Form 4
Period: 2016-03-31
Agarwal Rahul N
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Shares

    2016-03-31+4,04524,636 total
  • Tax Payment

    Common Shares

    2016-03-31$7.10/sh1,495$10,61523,141 total
  • Exercise/Conversion

    Restricted Share Units

    2016-03-314,04528,318 total
    Common Shares (4,045 underlying)
Footnotes (2)
  • [F1]Each Restricted Share Unit represents a contingent right to receive one Common Share of the Issuer.
  • [F2]1/3 of the Restricted Share Units will vest on December 31, 2015 and 1/12 of the Restricted Share Units will vest on each of the next eight quarterly anniversaries, with the first quarterly installment vesting on the date that is 3 months from December 31, 2015, and are subject to adjustment, acceleration and forfeit as more fully described in the Restricted Share Unit Award Agreement, effective as of December 30, 2014, between the Issuer and the Reporting Person.

Issuer

CIFC LLC

CIK 0001649709

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001649709

Filing Metadata

Form type
4
Filed
Apr 3, 8:00 PM ET
Accepted
Apr 4, 5:17 PM ET
Size
8.4 KB