4//SEC Filing
CIFC LLC 4
Accession 0001649709-16-000048
CIK 0001649709operating
Filed
Jul 4, 8:00 PM ET
Accepted
Jul 5, 12:17 PM ET
Size
29.7 KB
Accession
0001649709-16-000048
Insider Transaction Report
Form 4
CIFC LLCCIFC
MACHINIST ROBERT
Director
Transactions
- Exercise/Conversion
Common Shares
2016-07-01+11,976→ 87,308 total - Exercise/Conversion
Common Shares
2016-07-01+441→ 75,332 total - Exercise/Conversion
Common Shares
2016-07-01+162→ 74,543 total - Exercise/Conversion
Common Shares
2016-07-01+180→ 74,723 total - Exercise/Conversion
Common Shares
2016-07-01+168→ 74,891 total - Award
Restricted Share Units
2016-04-15+168→ 168 total→ Common Shares (168 underlying) - Award
Restricted Share Units
2015-12-01+180→ 180 total→ Common Shares (180 underlying) - Exercise/Conversion
Restricted Share Units
2016-07-01−11,976→ 0 total→ Common Shares (11,976 underlying) - Award
Restricted Share Units
2015-09-08+162→ 162 total→ Common Shares (162 underlying) - Award
Restricted Share Units
2016-05-24+441→ 441 total→ Common Shares (441 underlying) - Exercise/Conversion
Restricted Share Units
2016-07-01−162→ 0 total→ Common Shares (162 underlying) - Exercise/Conversion
Restricted Share Units
2016-07-01−180→ 0 total→ Common Shares (180 underlying) - Exercise/Conversion
Restricted Share Units
2016-07-01−168→ 0 total→ Common Shares (168 underlying) - Exercise/Conversion
Restricted Share Units
2016-07-01−441→ 0 total→ Common Shares (441 underlying)
Footnotes (4)
- [F1]Represents an adjustment for dividends to the 11,976 Restricted Share Units awarded to the Reporting Person on December 16, 2015 as part of the share-based portion of his fee for service as a Director and Chairman of the Board through December 31, 2015, as provided in the Reporting Person's Award Agreement.
- [F2]Represents the vesting of 11,976 Restricted Share Units awarded to the Reporting Person on December 16, 2015 as part of the share-based portion of his fee for service as a Director and Chairman of the Board through December 31, 2016.
- [F3]Each Restricted Share Unit represents a contingent right to receive one common share of the Issuer.
- [F4]All of the Restricted Share Units shall become vested on the earlier of (a) the date on which the Issuer holds its 2016 Annual Meeting if the Participant has remained in continuous Service from the Grant Date through the Annual Meeting, (b) the date, within ninety (90) days after a Sale Event, on which no Director as of the date of the Award Agreement remains a member of the Board and (c) July 1, 2016 (provided that the Participant has remained in continuous Service from the Grant Date through July 1, 2016). Capitalized terms used herein shall have the meanings assigned to them in the Award Agreement.
Documents
Issuer
CIFC LLC
CIK 0001649709
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001649709
Filing Metadata
- Form type
- 4
- Filed
- Jul 4, 8:00 PM ET
- Accepted
- Jul 5, 12:17 PM ET
- Size
- 29.7 KB