Home/Filings/4/0001649709-16-000124
4//SEC Filing

CIFC LLC 4

Accession 0001649709-16-000124

CIK 0001649709operating

Filed

Nov 22, 7:00 PM ET

Accepted

Nov 23, 6:26 PM ET

Size

8.3 KB

Accession

0001649709-16-000124

Insider Transaction Report

Form 4
Period: 2016-11-21
Transactions
  • Disposition to Issuer

    Share Option

    2016-11-21407,8130 total
    Exercise: $5.10From: 2013-01-31Exp: 2022-03-21Common Shares (407,813 underlying)
  • Disposition to Issuer

    Share Option

    2016-11-21800,0000 total
    Exercise: $7.25From: 2012-06-15Exp: 2021-06-15Common Shares (800,000 underlying)
Footnotes (2)
  • [F1]As of the effective time of the merger pursuant to the Agreement and Plan of Merger, dated August 19, 2016, by and among the Company, F.A.B. Holdings I LP and CIFC Acquisition, LLC (the "Merger"), each outstanding share option to purchase common shares was canceled in exchange for the right to receive an amount in cash (subject to any applicable withholding) equal to the product of (i) the total number of common shares subject to the share option as of the effective time of the Merger and (ii) the amount by which the merger consideration of $11.36 in chase per share (the "Merger Consideration") exceeds the exercise price per share of common shares underlying the share option.
  • [F2]As of the effective time of the Merger, each outstanding share option to purchase common shares was canceled in exchange for the right to receive an amount in cash (subject to any applicable withholding) equal to the product of (i) the total number of common shares subject to the share option as of the effective time of the Merger and (ii) the amount by which the Merger Consideration exceeds the exercise price per share of common shares underlying the share option.

Issuer

CIFC LLC

CIK 0001649709

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001649709

Filing Metadata

Form type
4
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 6:26 PM ET
Size
8.3 KB