Hanson Christopher 4
4 · Infrastructure & Energy Alternatives, Inc. · Filed Mar 25, 2021
Insider Transaction Report
Form 4
Hanson Christopher
EVP, Wind Operations
Transactions
- Other
Common Stock, par value $0.0001 per share
[F1][F2]2021-03-23+20,896→ 20,896 total(indirect: By Trust) - Other
Warrants
[F1][F4][F2]2021-03-23+26,164→ 26,164 total(indirect: By Trust)Exercise: $0.00→ Common Stock, par value $0.0001 per share (26,164 underlying)
Holdings
- 122,559
Common Stock, par value $0.0001 per share
[F3]
Footnotes (4)
- [F1]On March 23, 2021, Infrastructure and Energy Alternatives, LLC ("IEA LLC") completed a distribution to its members, including the reporting person, for no consideration and pro rata in accordance with such member's ownership interest in IEA LLC and the governing documents of IEA LLC, of a combination cash, Issuer common stock, par value $0.0001 per share (the "Common Stock") and warrants to purchase Issuer Common Stock (the "Warrants"). These securities remain subject to a lock-up agreement entered into between the reporting person and the representative of the underwriters for the public offering of the Issuer's Common Stock by IEA LLC, which was completed in February 2021.
- [F2]Held by Christopher L. Hanson Living Trust.
- [F3]Represents 45,792 shares of Common Stock, 38,517 restricted stock units and 38,250 performance stock units that are subject to forfeiture and vesting.
- [F4]Warrants are currently exercisable and have no expiration date.
Signature
/s/ Chris Hanson|2021-03-25