Hummer Brian 4
4 · Infrastructure & Energy Alternatives, Inc. · Filed Mar 25, 2021
Insider Transaction Report
Form 4
Hummer Brian
Senior Vice President
Transactions
- Other
Common Stock, par value $0.0001 per share
2021-03-23+20,896→ 20,896 total(indirect: By Trust) - Other
Warrants
2021-03-23+26,164→ 26,164 total(indirect: By Trust)Exercise: $0.00→ Common Stock, par value $0.0001 per share (26,164 underlying)
Holdings
- 109,234
Common Stock, par value $0.0001 per share
Footnotes (4)
- [F1]On March 23, 2021, Infrastructure and Energy Alternatives, LLC ("IEA LLC") completed a distribution to its members, including the reporting person, for no consideration and pro rata in accordance with such member's ownership interest in IEA LLC and the governing documents of IEA LLC, of a combination cash, Issuer common stock, par value $0.0001 per share (the "Common Stock") and warrants to purchase Issuer Common Stock (the "Warrants"). These securities remain subject to a lock-up agreement entered into between the reporting person and the representative of the underwriters for the public offering of the Issuer's Common Stock by IEA LLC, which was completed in February 2021.
- [F2]Held by Brian K. Hummer Revocable Trust.
- [F3]Represents 38,228 shares of Common Stock, 35,488 restricted stock units and 35,518 performance stock units that are subject to forfeiture and vesting.
- [F4]Warrants are currently exercisable and have no expiration date.