Roehm John Paul 4
4 · Infrastructure & Energy Alternatives, Inc. · Filed Dec 2, 2021
Insider Transaction Report
Form 4
Roehm John Paul
DirectorPresident & CEO
Transactions
- Purchase
Common Stock, par value $0.0001 per share
2021-12-01$9.73/sh+2,000$19,460→ 720,641 total - Exercise of In-Money
Common Stock, par value $0.0001 per share
2021-12-02$0.00/sh+35,976$4→ 637,987 total(indirect: By Trust) - Exercise of In-Money
Warrants
2021-12-02−35,976→ 0 total(indirect: By Trust)Exercise: $0.00→ Common Stock, par value $0.0001 per share (35,976 underlying)
Footnotes (3)
- [F1]Represents 276,533 shares of Common Stock, 201,499 restricted stock units and 242,609 performance stock units that are subject to forfeiture and vesting.
- [F2]Held by Roehm Living Trust.
- [F3]Warrants are currently exercisable and have no expiration date.