Roehm John Paul 4

4 · Infrastructure & Energy Alternatives, Inc. · Filed Sep 19, 2022

Insider Transaction Report

Form 4
Period: 2022-09-15
Roehm John Paul
DirectorPresident & CEO
Transactions
  • Tax Payment

    Common Stock, par value $0.0001 per share

    2022-09-15$14.41/sh155,194$2,236,346710,579 total
  • Exercise of In-Money

    Common Stock, par value $0.0001 per share

    2022-09-15$10.37/sh+184,049$1,908,588865,773 total
  • Exercise of In-Money

    Option to purchase Common Stock, par value $0.0001

    2022-09-15$10.37/sh184,049$1,908,5880 total
    Exercise: $10.37Exp: 2028-09-14Common Stock, par value $0.0001 per share (184,049 underlying)
Holdings
  • Common Stock, par value $0.0001 per share

    (indirect: By Trust)
    637,987
Footnotes (4)
  • [F1]Reflects 155,194 shares withheld by issuer at the market price of $14.41 per share less an exercise price of $10.37 per share to fund the cashless exercise of 184,049 stock options and to cover the associated tax liability.
  • [F2]Represents 458,513 shares of Common Stock, 157,476 restricted stock units and 94,590 performance stock units that are subject to forfeiture and vesting.
  • [F3]Held by Roehm Living Trust.
  • [F4]All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Documents

1 file
  • 4
    wf-form4_166362208651262.xmlPrimary

    FORM 4