Home/Filings/4/0001653528-17-000042
4//SEC Filing

Shaddix James D. II 4

Accession 0001653528-17-000042

CIK 0000092679other

Filed

Dec 3, 7:00 PM ET

Accepted

Dec 4, 5:51 PM ET

Size

10.6 KB

Accession

0001653528-17-000042

Insider Transaction Report

Form 4
Period: 2017-12-01
Transactions
  • Disposition to Issuer

    Stock Option

    2017-12-017092,125 total
    Exercise: $26.86Exp: 2024-09-11Common Stock (709 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2017-12-0110,3800 total
    Common Stock (10,380 underlying)
  • Disposition to Issuer

    Stock Option

    2017-12-012,4412,440 total
    Exercise: $23.02Exp: 2025-09-10Common Stock (2,441 underlying)
Footnotes (5)
  • [F1]Each Restricted Stock Unit represents a contingent right to receive one share of Sparton Corporation common stock or cash at the election of the Compensation Committee.
  • [F2]The Restricted Stock Units vest over a period of approximately four years, provided certain criteria are met.
  • [F3]The stock option vests at a rate of 25% per year commencing on September 11, 2015, and 25% on each subsequent anniversary date until 100% vested. The option shares are exercisable as soon as they have vested.
  • [F4]Pursuant to the Sparton Corporation 2010 Long-Term Stock Option Plan, as amended, the Reporting Person's vested stock options will expire on March 1, 2018.
  • [F5]The stock option vests at a rate of 25% per year commencing on September 10, 2016, and 25% on each subsequent anniversary date until 100% vested. The option shares are exercisable as soon as they have vested.

Issuer

SPARTON CORP

CIK 0000092679

Entity typeother

Related Parties

1
  • filerCIK 0001592741

Filing Metadata

Form type
4
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 5:51 PM ET
Size
10.6 KB