Yuma Energy, Inc. 4
4 · Yuma Energy, Inc. · Filed Apr 24, 2017
Insider Transaction Report
Form 4
Banks Sam L.
DirectorPresident and CEO10% Owner
Transactions
- Award
Stock Options
2017-04-20+361,702→ 361,702 totalExercise: $2.56Exp: 2027-04-19→ Common Stock (361,702 underlying) - Award
Stock Appreciation Right (cash settled)
2017-04-20+193,182→ 193,182 totalExercise: $4.40Exp: 2024-04-20→ Common Stock (193,182 underlying)
Holdings
- 28,530
Stock Appreciation Right
Exercise: $12.10Exp: 2022-08-18→ Common Stock (28,530 underlying)
Footnotes (3)
- [F1]Stock appreciation right award vests in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020.
- [F2]Stock option award vests in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020.
- [F3]The stock appreciation right award vested as to 9,510 SARs on May 31, 2016, and vests as to 9,510 SARs on May 31, 2017 and as to 9,510 SARs on May 31, 2018.