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Yuma Energy, Inc. 4

Accession 0001654954-17-003579

CIK 0001672326operating

View on SEC.gov Company Profile

Filed

Apr 23, 8:00 PM ET

Accepted

Apr 24, 5:24 PM ET

Size

8.8 KB

Accession

0001654954-17-003579

Insider Transaction Report

Form 4

Period: 2017-04-20

Yuma Energy, Inc.YUMA

DirectorPresident and CEO10% Owner

Transactions

Award
Stock Options
2017-04-20+361,702→ 361,702 total
Exercise: $2.56Exp: 2027-04-19→ Common Stock (361,702 underlying)
Award
Stock Appreciation Right (cash settled)
2017-04-20+193,182→ 193,182 total
Exercise: $4.40Exp: 2024-04-20→ Common Stock (193,182 underlying)

Holdings

Stock Appreciation Right
Exercise: $12.10Exp: 2022-08-18→ Common Stock (28,530 underlying)
28,530

Footnotes (3)

[F1]Stock appreciation right award vests in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020.
[F2]Stock option award vests in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020.
[F3]The stock appreciation right award vested as to 9,510 SARs on May 31, 2016, and vests as to 9,510 SARs on May 31, 2017 and as to 9,510 SARs on May 31, 2018.

Documents

1 file

4
section16.xmlPrimary
PRIMARY DOCUMENT

Issuer

Yuma Energy, Inc.

CIK 0001672326

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001672326

Filing Metadata

Form type: 4
Filed: Apr 23, 8:00 PM ET
Accepted: Apr 24, 5:24 PM ET
Size: 8.8 KB

View on SEC.gov