Yuma Energy, Inc. 4
4 · Yuma Energy, Inc. · Filed Apr 24, 2017
Insider Transaction Report
Form 4
Jacobs James J
Chief Financial Officer
Transactions
- Award
Stock Options
2017-04-20+234,043→ 234,043 totalExercise: $2.56Exp: 2027-04-19→ Common Stock (234,043 underlying) - Award
Stock Appreciation Right (cash settled)
2017-04-20+125,000→ 125,000 totalExercise: $4.40Exp: 2024-04-20→ Common Stock (125,000 underlying) - Award
Stock Appreciation Right (cash settled)
2017-04-20+268,293→ 268,293 totalExercise: $4.40From: 2020-02-06Exp: 2024-04-20→ Common Stock (268,293 underlying)
Holdings
- 13,416
Stock Appreciation Right
Exercise: $12.10Exp: 2022-08-18→ Common Stock (13,416 underlying)
Footnotes (3)
- [F1]Stock appreciation right award vests in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020.
- [F2]Stock option award vests in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020.
- [F3]Stock appreciation right award vested as to 4,472 SARs on May 31, 2016, and vests as to 4,472 SARs on May 31, 2017, and as to 4,472 SARs on May 31, 2018.