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Yuma Energy, Inc. 4

Accession 0001654954-17-003585

CIK 0001672326operating

View on SEC.gov Company Profile

Filed

Apr 23, 8:00 PM ET

Accepted

Apr 24, 5:28 PM ET

Size

10.8 KB

Accession

0001654954-17-003585

Insider Transaction Report

Form 4

Period: 2017-04-20

Yuma Energy, Inc.YUMA

Chief Financial Officer

Transactions

Award
Stock Options
2017-04-20+234,043→ 234,043 total
Exercise: $2.56Exp: 2027-04-19→ Common Stock (234,043 underlying)
Award
Stock Appreciation Right (cash settled)
2017-04-20+125,000→ 125,000 total
Exercise: $4.40Exp: 2024-04-20→ Common Stock (125,000 underlying)
Award
Stock Appreciation Right (cash settled)
2017-04-20+268,293→ 268,293 total
Exercise: $4.40From: 2020-02-06Exp: 2024-04-20→ Common Stock (268,293 underlying)

Holdings

Stock Appreciation Right
Exercise: $12.10Exp: 2022-08-18→ Common Stock (13,416 underlying)
13,416

Footnotes (3)

[F1]Stock appreciation right award vests in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020.
[F2]Stock option award vests in three equal installments on February 6, 2018, February 6, 2019 and February 6, 2020.
[F3]Stock appreciation right award vested as to 4,472 SARs on May 31, 2016, and vests as to 4,472 SARs on May 31, 2017, and as to 4,472 SARs on May 31, 2018.

Documents

1 file

4
section16.xmlPrimary
PRIMARY DOCUMENT

Issuer

Yuma Energy, Inc.

CIK 0001672326

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0001672326

Filing Metadata

Form type: 4
Filed: Apr 23, 8:00 PM ET
Accepted: Apr 24, 5:28 PM ET
Size: 10.8 KB

View on SEC.gov