PEDEVCO CORP 4
4 · PEDEVCO CORP · Filed Jul 3, 2017
Insider Transaction Report
Form 4
PEDEVCO CORPPED
Overholtzer Gregory L
Chief Financial Officer
Transactions
- Sale
Common Stock
2017-07-03$0.62/sh−775$479→ 7,542 total
Holdings
- 5,000
Incentive Stock Option (Right to Buy)
Exercise: $3.70From: 2015-01-07Exp: 2020-01-07→ Common Stock (5,000 underlying) - 15,000
Common Stock
Exercise: $2.20From: 2016-01-07Exp: 2021-01-07→ Common Stock (15,000 underlying) - 60,000
Incentive Stock Option (Right to Buy)
Exercise: $1.10From: 2016-12-28Exp: 2021-12-28→ Common Stock (60,000 underlying) - 1,100
Non-Qualified Stock Option (Right to Buy)
Exercise: $3.00From: 2012-02-09Exp: 2022-02-08→ Common Stock (1,100 underlying) - 11,667
Incentive Stock Option (Right to Buy)
Exercise: $5.10From: 2012-06-18Exp: 2022-06-18→ Common Stock (11,667 underlying)
Footnotes (2)
- [F1]Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the July 1, 2017 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
- [F2]Reporting Person's holdings include: 3,442 and 4,100 shares issued pursuant to restricted stock grants.