Home/Filings/4/0001654954-17-008688
4//SEC Filing

DUNN JOHN MICHAEL 4

Accession 0001654954-17-008688

CIK 0001069308other

Filed

Sep 20, 8:00 PM ET

Accepted

Sep 21, 5:25 PM ET

Size

7.3 KB

Accession

0001654954-17-008688

Insider Transaction Report

Form 4
Period: 2017-09-19
Transactions
  • Other

    Nonqualified Stock Option (right to buy)

    2017-09-19+16,00016,000 total
    Exercise: $2.55Exp: 2025-10-19Common Stock (16,000 underlying)
  • Other

    Common Stock

    2017-09-19+5,9525,952 total
Footnotes (3)
  • [F1]Received in connection with the Issuer's business combination (the "Merger") with what was then known as "Acer Therapeutics Inc." ("Private Acer") in accordance with the terms of the Agreement and Plan of Merger and Reorganization dated June 30, 2017 among the Issuer, Opexa Merger Sub, Inc. and Private Acer, in exchange for 5,952 shares of common stock of Private Acer.
  • [F2]Received in connection with the Merger in exchange for an option to acquire 16,000 shares of common stock of Private Acer.
  • [F3]Option vests in eight equal quarterly installments beginning on October 19, 2015.

Issuer

Acer Therapeutics Inc.

CIK 0001069308

Entity typeother

Related Parties

1
  • filerCIK 0001238648

Filing Metadata

Form type
4
Filed
Sep 20, 8:00 PM ET
Accepted
Sep 21, 5:25 PM ET
Size
7.3 KB