LIGHTPATH TECHNOLOGIES INC·4

Oct 27, 3:40 PM ET

Symmons Alan 4

4 · LIGHTPATH TECHNOLOGIES INC · Filed Oct 27, 2017

Insider Transaction Report

Form 4
Period: 2017-10-26
Symmons Alan
VP Engineering
Transactions
  • Award

    Incentive stock option

    2017-10-26$4.24/sh+10,284$43,60410,284 total
    Exercise: $4.24From: 2018-10-26Exp: 2027-10-26Class A common stock (10,284 underlying)
  • Award

    Restricted stock unit

    2017-10-26+9,0559,055 total
    Exercise: $0.00From: 2018-10-26Class A common stock (9,055 underlying)
Footnotes (3)
  • [F1]Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
  • [F2]The restricted stock units vest equally over a three year period beginning on October 26, 2018. The restricted stock unit was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2017.
  • [F3]The incentive stock option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2017. The incentive stock options vests in three equal installments beginning on October 26, 2018.

Documents

1 file
  • 4
    section16.xmlPrimary

    PRIMARY DOCUMENT