4//SEC Filing
DIBONA ANTHONY 4
Accession 0001654954-17-010860
CIK 0000857005other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 4:10 PM ET
Size
36.6 KB
Accession
0001654954-17-010860
Insider Transaction Report
Form 4
PTC INC.PTC
DIBONA ANTHONY
EVP Global Maintenance Support
Transactions
- Exercise/Conversion
Restricted Stock Units
2017-11-15−7,545→ 7,545 total→ Common Stock (7,545 underlying) - Tax Payment
Common Stock
2017-11-15$63.92/sh−26,128$1,670,102→ 55,307 total - Sale
Common Stock
2017-11-16$64.75/sh−2,620$169,648→ 50,387 total - Award
Restricted Stock Units
2017-11-15+13,906→ 13,906 total→ Common Stock (13,906 underlying) - Award
Restricted Stock Units
2017-11-15+12,805→ 12,805 total→ Common Stock (12,805 underlying) - Exercise/Conversion
Common Stock
2017-11-15+58,921→ 81,435 total - Sale
Common Stock
2017-11-16$64.38/sh−2,300$148,074→ 53,007 total - Award
Restricted Stock Units
2017-11-15+14,077→ 14,077 total→ Common Stock (14,077 underlying) - Award
Restricted Stock Units
2017-11-15+8,487→ 8,487 total→ Common Stock (8,487 underlying) - Exercise/Conversion
Restricted Stock Units
2017-11-15−2,829→ 5,658 total→ Common Stock (2,829 underlying) - Exercise/Conversion
Restricted Stock Units
2017-11-15−13,906→ 0 total→ Common Stock (13,906 underlying) - Exercise/Conversion
Restricted Stock Units
2017-11-15−5,751→ 11,502 total→ Common Stock (5,751 underlying) - Exercise/Conversion
Restricted Stock Units
2017-11-15−6,041→ 0 total→ Common Stock (6,041 underlying) - Exercise/Conversion
Restricted Stock Units
2017-11-15−14,077→ 0 total→ Common Stock (14,077 underlying) - Exercise/Conversion
Restricted Stock Units
2017-11-15−8,772→ 0 total→ Common Stock (8,772 underlying) - Award
Restricted Stock Units
2017-11-15+8,772→ 8,772 total→ Common Stock (8,772 underlying)
Footnotes (14)
- [F1]Tendered to Issuer to satisfy tax withholding obligations of Reporting Person incurred in connection with the vesting of 58,921 shares of the Reporting Person's restricted stock unit awards on November 15, 2017.
- [F10]RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.
- [F11]Aspirational performance-based RSUs granted on October 31, 2016. The performance measure was met at 49.2% and 8,487 RSUs were earned. The RSUs earned vest in three substantially equal installments on November 15, 2017, 2018 and 2019.
- [F12]Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 152.53% and 8,772 RSUs were earned and vested.
- [F13]RSUs awarded on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.
- [F14]This amount represents the total number of derivative securities beneficially owned of the class shown.
- [F2]Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
- [F3]Shares sold pursuant to a pre-established 10b5-1(c ) trading plan.
- [F4]This transaction was executed in multiple trades at prices ranging from $63.61 to $64.59. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]This transaction was executed in multiple trades at prices ranging from $64.61 to $64.89. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F6]RSUs granted on November 10, 2014 that vested in three substantially equal annual installments on November 15, 2015, 2016 and 2017.
- [F7]Performance-based RSUs granted on November 10, 2014 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 100% and 14,077 RSUs were earned and vested.
- [F8]RSUs granted on November 2, 2015 that vest in three substantially equal installments on November 15, 2016, 2017 and 2018.
- [F9]Performance-based RSUs granted on November 2, 2015 that could be earned only to the extent the established performance criteria were met for the performance period ended September 30, 2017. The performance measure was met at 184.31% and 13,906 RSUs were earned and vested.
Documents
Issuer
PTC INC.
CIK 0000857005
Entity typeother
Related Parties
1- filerCIK 0001227524
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 4:10 PM ET
- Size
- 36.6 KB