4//SEC Filing
PETERSON MICHAEL L 4
Accession 0001654954-18-007178
CIK 0001141197other
Filed
Jun 28, 8:00 PM ET
Accepted
Jun 29, 4:17 PM ET
Size
14.2 KB
Accession
0001654954-18-007178
Insider Transaction Report
Form 4
PEDEVCO CORPPED
PETERSON MICHAEL L
DirectorCEO and President
Transactions
- Sale
Common Stock
2018-06-28$2.96/sh−119,000$351,788→ 442,081 total
Holdings
- 521(indirect: By Trust)
Common Stock
- 30,000
Incentive Stock Option (Right to Buy)
Exercise: $2.20From: 2017-01-07Exp: 2021-01-07→ Common Stock (30,000 underlying) - 10,000
Non-Qualified Stock Option (Right to Buy)
Exercise: $2.40From: 2012-12-28Exp: 2022-06-18→ Common Stock (10,000 underlying) - 298
Non-Qualified Stock Option (Right to Buy)
Exercise: $302.40From: 2011-02-02Exp: 2021-02-02→ Common Stock (298 underlying) - 1,834(indirect: By Children)
Common Stock
- 32,500
Incentive Stock Option (Right to Buy)
Exercise: $3.70From: 2015-01-07Exp: 2020-01-07→ Common Stock (32,500 underlying) - 6,380
Incentive Stock Option (Right to Buy)
Exercise: $5.10From: 2012-12-28Exp: 2022-06-18→ Common Stock (6,380 underlying) - 26,954
Non-Qualified Stock Option (Right to Buy)
Exercise: $5.10From: 2012-12-18Exp: 2022-06-18→ Common Stock (26,954 underlying)
Footnotes (3)
- [F1]Shares were sold pursuant to a 10b5-1 trading plan previously adopted by Reporting Person to satisfy Reporting Person's tax liability in connection with the June 28, 2018 vesting of certain shares of restricted stock which were granted under the Company's 2012 Equity Incentive Plan, which grants were exempt from Section 16(b) pursuant to Rule 16b-13(d).
- [F2]Represents shares held by The Peterson Family Trust, a trust owned 100% by Mr. Peterson and his spouse.
- [F3]Represents shares held by Reporting Person's dependent child.
Documents
Issuer
PEDEVCO CORP
CIK 0001141197
Entity typeother
Related Parties
1- filerCIK 0001293970
Filing Metadata
- Form type
- 4
- Filed
- Jun 28, 8:00 PM ET
- Accepted
- Jun 29, 4:17 PM ET
- Size
- 14.2 KB