|4Oct 11, 4:11 PM ET

Evans Harold Douglas 4

4 · PEDEVCO CORP · Filed Oct 11, 2018

Insider Transaction Report

Form 4
Period: 2018-09-27
Transactions
  • Award

    Incentive Stock Option (Right to Buy)

    2018-09-27$2.19/sh+100,000$219,000100,000 total
    Exercise: $2.19From: 2019-09-27Exp: 2023-09-27Common Stock (100,000 underlying)
  • Award

    Restricted Common Stock

    2018-09-27$2.19/sh+20,000$43,80020,000 total
Footnotes (3)
  • [F1]The shares of Restricted Common Stock were issued to the Reporting Person pursuant to Issuer's 2012 Equity Incentive Plan and are subject to forfeiture. The shares in full vest on September 27, 2019, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Restricted Shares Grant Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d).
  • [F2]Issued to the Reporting Person in consideration for services rendered and agreed to be rendered as a member of the Board of Directors of the Issuer.
  • [F3]The Incentive Stock Options vest in full on September 27, 2019, subject to the Reporting Person being a member of the Issuer's Board of Directors on such vesting date, and subject to the terms and conditions of a Stock Option Agreement entered into by and between the Issuer and the Reporting Person. Exempt under Rule 16b-3(d).

Documents

1 file
  • 4
    section16.xmlPrimary

    PRIMARY DOCUMENT