|3Jan 22, 6:46 PM ET

Cleveland Capital Management, L.L.C. 3

3 · Flux Power Holdings, Inc. · Filed Jan 22, 2019

Insider Transaction Report

Form 3
Period: 2018-12-26
Holdings
  • Common Stock

    (indirect: See Footnotes)
    5,159,100
Footnotes (2)
  • [F1]The reported securities are directly owned by clients of Cleveland Capital Management, L.L.C. and may be deemed to be indirectly beneficially owned by Cleveland Capital Management, L.L.C. and Wade Massad, as the Managing Member of Cleveland Capital Management, L.L.C.
  • [F2]Each of the Reporting Persons disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Persons are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Documents

1 file
  • 3
    section16.xmlPrimary

    PRIMARY DOCUMENT