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4//SEC Filing

Cleveland Capital Management, L.L.C. 4

Accession 0001654954-19-000686

CIK 0001083743other

Filed

Jan 21, 7:00 PM ET

Accepted

Jan 22, 6:47 PM ET

Size

7.1 KB

Accession

0001654954-19-000686

Insider Transaction Report

Form 4
Period: 2018-12-26
Transactions
  • Purchase

    Common Stock, $.001 par value

    2018-12-26$1.10/sh+2,450,000$2,695,0005,159,100 total(indirect: See Footnote)
Massad Wade
10% Owner
Transactions
  • Purchase

    Common Stock, $.001 par value

    2018-12-26$1.10/sh+2,450,000$2,695,0005,159,100 total(indirect: See Footnote)
Footnotes (2)
  • [F1]The securities are held in account(s) managed by Cleveland Capital Management, L.L.C. (the "Reporting Person"). The Reporting Person disclaims beneficial ownership in the account(s) except to the extent of his pecuniary interest, if any therein.
  • [F2]The securities are held in the account of Cleveland Capital, L.P. and may be deemed to be indirectly beneficially owned by the Reporting Person, because it serves as the investment manager to such account(s) and Wade Massad, as the Managing Member of a Reporting Person. The Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of his pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Issuer

Flux Power Holdings, Inc.

CIK 0001083743

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001604742

Filing Metadata

Form type
4
Filed
Jan 21, 7:00 PM ET
Accepted
Jan 22, 6:47 PM ET
Size
7.1 KB