Home/Filings/4/0001654954-19-013180
4//SEC Filing

Cohen Matthew Lessner 4

Accession 0001654954-19-013180

CIK 0000857005other

Filed

Nov 18, 7:00 PM ET

Accepted

Nov 19, 4:13 PM ET

Size

31.5 KB

Accession

0001654954-19-013180

Insider Transaction Report

Form 4
Period: 2019-11-15
Cohen Matthew Lessner
EVP Global Services
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-155,2155,214 total
    Common Stock (5,215 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-155,35210,704 total
    Common Stock (5,352 underlying)
  • Tax Payment

    Common Shares

    2019-11-15$74.09/sh2,048$151,73628,235 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-152,6780 total
    Common Stock (2,678 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-153,2190 total
    Common Stock (3,219 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-153,1740 total
    Common Stock (3,174 underlying)
  • Award

    Common Stock

    2019-11-15+4,61130,283 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-155,4450 total
    Common Stock (5,445 underlying)
  • Award

    Restricted Stock Units

    2019-11-15+4,8814,881 total
    Common Stock (4,881 underlying)
  • Award

    Restricted Stock Units

    2019-11-15+3,2193,219 total
    Common Stock (3,219 underlying)
  • Award

    Restricted Stock Units

    2019-11-15+3,1743,174 total
    Common Stock (3,174 underlying)
  • Exercise/Conversion

    Common Stock

    2019-11-15+29,96458,199 total
  • Tax Payment

    Common Stock

    2019-11-15$74.09/sh12,018$890,41446,181 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-11-154,8810 total
    Common Stock (4,881 underlying)
Footnotes (11)
  • [F1]Bonus shares acquired upon satisfaction of performance conditions for FY 2019.
  • [F10]RSUs granted on November 14, 2018 and February 4, 2019 that vest in three substantially equal installments on November 15, 2019, 2020 and 2021.
  • [F11]This amount represents the total number of derivative securities beneficially owned of the class shown.
  • [F2]Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock unit awards
  • [F3]Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
  • [F4]RSUs granted on October 31, 2016 that vest in three substantially equal installments on November 15, 2017, 2018 and 2019.
  • [F5]Aspirational performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the period ended September 30, 2017. The performance measure was met at 49.2% and 16,336 RSU's were earned. The RSU's earned vested in three substantially equal installments on November 15, 2017, 2018 and 2019.
  • [F6]Performance-based RSUs granted on October 31, 2016 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 89.66% and 4,881 RSUs were earned and vested.
  • [F7]RSUs granted on November 15, 2017 that vest in three substantially equal installments on November 15, 2018, 2019 and 2020.
  • [F8]Performance-based RSUs granted on November 15, 2017 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 61.73% and 3,219 RSUs were earned and vested.
  • [F9]Performance-based RSUs granted on November 14, 2018 and February 4, 2019 that could be earned only to the extent the established performance measure was met for the performance period ended September 30, 2019. The performance measure was met at 59.33% and 3,174 RSUs were earned and vested.

Issuer

PTC INC.

CIK 0000857005

Entity typeother

Related Parties

1
  • filerCIK 0001604463

Filing Metadata

Form type
4
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 4:13 PM ET
Size
31.5 KB