Home/Filings/4/0001654954-20-009234
4//SEC Filing

DOCKERY CARL 4

Accession 0001654954-20-009234

CIK 0001385818other

Filed

Aug 16, 8:00 PM ET

Accepted

Aug 17, 12:29 PM ET

Size

6.7 KB

Accession

0001654954-20-009234

Insider Transaction Report

Form 4
Period: 2020-06-08
DOCKERY CARL
Director
Transactions
  • Award

    Employee Stock Option Grant

    2020-06-08+40,00040,038 total
    Exercise: $1.45Exp: 2030-06-07Common Stock (40,000 underlying)
Holdings
  • Common Stock

    (indirect: See Footnote)
    2,094
  • Common Stock

    152,663
Footnotes (3)
  • [F1]These are restricted shares which vest on October 24, 2028, subject to earlier vesting in certain situations.
  • [F2]Shares held by Alpha Venture Capital Partners, L.P.
  • [F3]100% vest on June 7, 2021, subject to the Grantee's continued service as a director on such dates.

Issuer

AYTU BIOSCIENCE, INC

CIK 0001385818

Entity typeother

Related Parties

1
  • filerCIK 0001618149

Filing Metadata

Form type
4
Filed
Aug 16, 8:00 PM ET
Accepted
Aug 17, 12:29 PM ET
Size
6.7 KB