LIGHTPATH TECHNOLOGIES INC·4

Nov 23, 2:39 PM ET

Retreage Donald O'connor JR 4

4 · LIGHTPATH TECHNOLOGIES INC · Filed Nov 23, 2020

Insider Transaction Report

Form 4
Period: 2020-11-12
Transactions
  • Award

    Incentive stock option (right-to-buy)

    2020-11-12+1,9291,929 total
    Exercise: $3.11Exp: 2030-11-12Class A common stock (1,929 underlying)
  • Exercise/Conversion

    Incentive stock option (right-to-buy)

    2020-11-202,1364,271 total
    Exercise: $1.28Exp: 2029-11-14Class A common stock (2,136 underlying)
  • Exercise/Conversion

    Class A common stock

    2020-11-20$1.28/sh+2,136$2,7345,886 total
Footnotes (2)
  • [F1]The incentive stock option was granted on November 14, 2019, and vests in three equal installments beginning on November 14, 2020.
  • [F2]The incentive stock option was granted to the reporting person in satisfaction of certain performance criteria being met for the fiscal year ended June 30, 2020. The incentive stock options vest in three equal installments beginning on November 12, 2021.

Documents

1 file
  • 4
    section16.xmlPrimary

    PRIMARY DOCUMENT