Peck Darcie 4
4 · LIGHTPATH TECHNOLOGIES INC · Filed Nov 23, 2020
Insider Transaction Report
Form 4
Peck Darcie
Director
Transactions
- Exercise/Conversion
Class A Common Stock
[F1]2020-11-16+16,000→ 16,000 total - Award
Restricted stock unit
[F2][F3]2020-11-12+22,222→ 22,222 total→ Class A common stock (22,222 underlying)
Footnotes (3)
- [F1]Restricted stock units converted into Class A Common Stock on a one-for-one basis upon vesting.
- [F2]Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
- [F3]The restricted stock units vest equally over a three year period, with the first vesting on November 12, 2021.
Signature
/s/ Natalie N. Cockayne attorney-in-fact|2020-11-23