Home/Filings/4/0001654954-21-000264
4//SEC Filing

Dixon Denmar John 4

Accession 0001654954-21-000264

CIK 0001596961other

Filed

Jan 6, 7:00 PM ET

Accepted

Jan 7, 9:58 PM ET

Size

14.3 KB

Accession

0001654954-21-000264

Insider Transaction Report

Form 4
Period: 2021-01-05
Transactions
  • Award

    Restricted Stock Units

    2021-01-05+4,9284,928 total
    Class B Common Stock (4,928 underlying)
  • Exercise/Conversion

    Class B Common Stock

    2021-01-07+8,15223,777 total
  • Exercise/Conversion

    Restricted Stock Units

    2021-01-058,1528,153 total
    Class B Common Stock (8,152 underlying)
Holdings
  • Class B Common Stock

    (indirect: see footnote)
    62,642
  • Class B Common Stock

    (indirect: see footnote)
    75
  • Class B Common Stock

    (indirect: see footnote)
    638
  • Restricted Stock Units

    Class B Common Stock (2,125 underlying)
    2,125
Footnotes (11)
  • [F1]Represents shares of RumbleOn, Inc. ("RMBL") Class B Common Stock received upon vesting of Restricted Stock Units ("RSUs"). The shares of common stock were delivered on January 7, 2021.
  • [F10]These RSUs were granted on June 25, 2018.
  • [F11]The RSUs vest (1) 20% on the last day of the thirteenth month following the grant date, (2) 2.5% monthly on the last day of each month beginning on the last day of the fourteenth month following the grant date through the last of the twenty-fifth month following the grant date and (3) 4.17% monthly on the last day of each month beginning on the last day of the twenty-sixth month following the grant date through the last day of the thirty-seventh month following the grant date.
  • [F2]Includes 2,641 shares held in a joint account with the Reporting Person's spouse.
  • [F3]Represents shares owned through Blue Flame Capital, LLC, an entity controlled by the Reporting Person.
  • [F4]Represents shares owned by the Reporting Person's son.
  • [F5]Represents shares owned by the Reporting Person's spouse.
  • [F6]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of RumbleOn, Inc. ("RMBL") Class B Common Stock.
  • [F7]These RSUs vest in 12 equal monthly installments at the end of each month beginning January 31, 2021 and will be delivered on a quarterly basis beginning on March 31, 2021, and are subject to prorata vesting if a director leaves the Board of Directors before the end of each vesting period.
  • [F8]These RSUs were approved by the compensation committee of the board of directors of RMBL on July 15, 2020, subject to shareholder approval of the amendment to the RumbleOn, Inc. 2017 Stock Incentive Plan stock under which the RSUs were granted and ratification of this RSU award. RMBL shareholders approved the plan on August 25, 2020.
  • [F9]These RSUs vest in four equal quarterly installments beginning September 30, 2020, and are subject to prorata vesting if a director leaves the Board of Directors before the end of each quarterly vesting period.

Issuer

RumbleON, Inc.

CIK 0001596961

Entity typeother

Related Parties

1
  • filerCIK 0001461836

Filing Metadata

Form type
4
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 9:58 PM ET
Size
14.3 KB