|4Jun 14, 5:41 PM ET

Rein Graeme P. 4

4 · ISSUER DIRECT CORP · Filed Jun 14, 2021

Insider Transaction Report

Form 4
Period: 2021-06-11
Transactions
  • Award

    Restricted stock unit

    2021-06-11+2,5532,553 total
    Exercise: $0.00Common stock (2,553 underlying)
Holdings
  • Common stock

    (indirect: Yorkmont Capital Partners, LP)
    185,000
  • Common stock

    50,000
Footnotes (2)
  • [F1]These shares are owned directly by Yorkmont Capital Partners, LP. The Reporting Person is the managing member of Yorkmont Capital Management, LLC, which is the general partner of Yorkmont Capital Partners, LP. Mr. Rein and Yorkmont Capital Management, LLC are indirect beneficial owners of the reported securities.
  • [F2]This restricted stock unit vests on the earlier of (i) the date of the following year's annual meeting of stockholders (but only for a non-employee director who ceases to be a member of the Board of Directors at such annual meeting as a result of not standing for re-election or not being re-elected) or (ii) June 11, 2022. In the event of a Corporate Transaction (as defined in the Issuer's 2014 Equity Incentive Plan, as amended), the restricted stock units not previously vested shall immediately become vested. The Reporting Person must be a member of the Board of Directors as of the vesting date.

Documents

1 file
  • 4
    section16.xmlPrimary

    PRIMARY DOCUMENT