4//SEC Filing
Mazar Andrew Paul 4
Accession 0001654954-21-010720
CIK 0001645469other
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 7:31 PM ET
Size
10.6 KB
Accession
0001654954-21-010720
Insider Transaction Report
Form 4
Mazar Andrew Paul
Other
Transactions
- Exercise/Conversion
Common Stock
2021-09-30+1,606→ 19,144.8 total - Tax Payment
Common Stock
2021-09-30$4.87/sh−471$2,294→ 18,673.8 total - Exercise/Conversion
Restricted Stock Units
2021-09-30−1,606→ 20,879 total→ Common Stock (1,606 underlying)
Holdings
- 4,111,272.88(indirect: See Footnote)
Common Stock
- 166,667(indirect: See footnote)
Common Stock
Footnotes (4)
- [F1]Represents shares acquired on vesting and settlement of restricted stock units.
- [F2]This is based upon the 4,111,272.88 shares of Monopar Common Stock that Tactic Pharma LLC indirectly controls through TacticGem LLC. As a manager of Tactic Pharma LLC, Dr. Mazar may be deemed to share voting and dispositive power over these 4,111,272.88 shares. Dr. Mazar disclaims beneficial ownership of the 4,111,272.88 shares held by Tactic Pharma LLC, except to the extent of his pecuniary interest therein.
- [F3]This is based upon the 166,667 shares of Monopar Common Stock that Tactic Pharma LLC directly owns. As a manager of Tactic Pharma LLC, Dr. Mazar may be deemed to share voting and dispositive power over these 166,667 shares. Dr. Mazar disclaims beneficial ownership of the 166,667 shares held by Tactic Pharma LLC, except to the extent of his pecuniary interest therein.
- [F4]On January 26, 2021, the reporting person was granted 25,697 restricted stock units, vesting 6/48ths (3,212 shares) on June 30, 2021, and 3/48ths (1,606 shares) every 3 months thereafter until the RSU is fully vested on December 31, 2024. Each restricted stock unit represents a contingent right to receive one share of common stock of the Issuer. Disposed of restricted stock units were surrendered in exchange for issuance of common stock upon vesting and settlement.
Documents
Issuer
Monopar Therapeutics
CIK 0001645469
Entity typeother
Related Parties
1- filerCIK 0001727393
Filing Metadata
- Form type
- 4
- Filed
- Sep 30, 8:00 PM ET
- Accepted
- Oct 1, 7:31 PM ET
- Size
- 10.6 KB