Richardson Troy 4

4 · PTC INC. · Filed Nov 17, 2021

Form 4

Period: 2021-11-15

EVP, Digital Thread

Transactions

Exercise/Conversion
Common Stock
2021-11-15+22,755→ 22,755 total
Award
Common Stock
[F1]
2021-11-15+5,060→ 27,815 total
Tax Payment
Common Stock
[F2]
2021-11-15$120.05/sh−11,298$1,356,325→ 16,517 total
Exercise/Conversion
Restricted Stock Units
[F3][F4]
2021-11-15−8,797→ 17,593 total
→ Common Stock (8,797 underlying)
Exercise/Conversion
Restricted Stock Units
[F3][F5]
2021-11-15−5,281→ 10,561 total
→ Common Stock (5,281 underlying)
Exercise/Conversion
Restricted Stock Units
[F3][F6]
2021-11-15−5,282→ 5,280 total
→ Common Stock (5,282 underlying)
Exercise/Conversion
Restricted Stock Units
[F3][F7]
2021-11-15−3,395→ 5,280 total
→ Common Stock (3,395 underlying)

Footnotes (7)

[F1]Shares earned under FY21 Corporate Incentive Plan.
[F2]Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person on the shares serviced.
[F3]Each restricted stock unit represents a contingent right to receive one share of PTC Inc. common stock.
[F4]RSUs granted on November 16, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
[F5]RSUs granted on November 17, 2020 that vest in three substantially equal installments on November 15, 2021, 2022 and 2023.
[F6]Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.
[F7]Performance based RSUs granted on November 17, 2020 that vested on November 15, 2021.

Signature

/s/Catherine Gorecki by power of attorney filed 10/22/2020|2021-11-17

Documents

1 file