4//SEC Filing
Lapham Andrew 4
Accession 0001654954-22-009049
CIK 0001504678other
Filed
Jun 29, 8:00 PM ET
Accepted
Jun 30, 4:15 PM ET
Size
7.0 KB
Accession
0001654954-22-009049
Insider Transaction Report
Form 4
Lapham Andrew
Director
Transactions
- Award
Common Stock
2022-06-28+16,686→ 52,677 total
Holdings
- 4,053,567(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]This reported transaction involved the reporting person's grant of 16,686 restricted stock units ("RSU"), which shall fully vest upon the earlier of the one (1) year anniversary of the grant date or on the day prior to Loop Industries, Inc.'s (the "Company") next annual meeting of stockholders occurring after the grant date, provided that the Reporting Person continues to serve as a non-employee director through the applicable vesting date. Each RSU represents a contingent right to receive one share of the Company's common stock.
- [F2]The reporting person has reported previous awards of RSUs under Table II of Form 4. The total reported in Column 5 includes: (i) the 16,686 newly awarded RSUs and (ii) 35,991 RSUs that had been previously reported in Table II.
- [F3]Andrew Lapham may be deemed to beneficially own indirectly, in the aggregate, 4,053,567 shares of the Company's common stock by reason of his 50% ownership in the voting shares of Northern Private Capital Holdings Ltd., which holds a special limited partnership interest in Northern Private Capital Fund I Limited Partnership, a Canadian limited partnership ("NPC I LP"). In addition, Mr. Lapham owns 50% of the voting shares of each of Northern Private Capital GP I Ltd. (the general partner of NPC I LP) and Northern Private Capital Ltd. (the manager of NPC I LP).
- [F4]The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
Documents
Issuer
Loop Industries, Inc.
CIK 0001504678
Entity typeother
Related Parties
1- filerCIK 0001780139
Filing Metadata
- Form type
- 4
- Filed
- Jun 29, 8:00 PM ET
- Accepted
- Jun 30, 4:15 PM ET
- Size
- 7.0 KB