4//SEC Filing
Wu Hui-Lan 4
Accession 0001654954-22-010193
CIK 0001014763other
Filed
Jul 27, 8:00 PM ET
Accepted
Jul 28, 9:15 PM ET
Size
9.9 KB
Accession
0001654954-22-010193
Insider Transaction Report
Form 4
Ainos, Inc.AIMD
Wu Hui-Lan
Chief Financial Officer
Transactions
- Award
RSU
2022-07-28+2,000,000→ 2,000,000 totalFrom: 2022-09-30Exp: 2022-09-30→ Common Stock (2,000,000 underlying) - Award
Convertible Note
2022-03-31$50000.00/sh+50,000$2,500,000,000→ 50,000 total(indirect: Daughter)From: 2027-03-30Exp: 2027-03-30→ Common Stock
Holdings
- 63,000(indirect: Daughter)
Common Stock
- 168,000
Common Stock
Footnotes (3)
- [F1]Yun-Huan Liao is Hui-Lan Wu's daughter
- [F2]Reference is made to that certain Convertible Note Purchase Agreement and Convertible Promissory Note ("Note") in the principal amount of $50,000 between the Issuer and the Reporting Person's daughter, Yu-Huan Liao. The Note bears no interest, matures on March 30, 2027, and is subject to mandatory conversion at a conversion price of 80% of an initial property offering price (if the Issuer conducts an initial public offering).
- [F3]Reference is made to the Restricted Stock Units (the "RSU") granted pursuant to an employment Mandate Agreement dated March 17, 2022 (the "Mandate Agreement") under the Company's 2021 Stock Incentive Plan. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period, or in the sole discretion of the Compensation Committee, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as a stockholder. The shares underlying the RSUs will vest on September 30, 2022 and are may not be sold within 6 months of the grant date.
Documents
Issuer
Ainos, Inc.
CIK 0001014763
Entity typeother
Related Parties
1- filerCIK 0001901988
Filing Metadata
- Form type
- 4
- Filed
- Jul 27, 8:00 PM ET
- Accepted
- Jul 28, 9:15 PM ET
- Size
- 9.9 KB