4//SEC Filing
TORONTO DOMINION HOLDINGS USA INC 4
Accession 0001654954-22-011586
CIK 0000907573other
Filed
Aug 18, 8:00 PM ET
Accepted
Aug 19, 3:26 PM ET
Size
60.1 KB
Accession
0001654954-22-011586
Insider Transaction Report
Form 4
TD GROUP US HOLDINGS LLC
10% Owner
Transactions
- Other
Muni-MultiMode Preferred Shares
2022-02-11−300→ 0 total
TORONTO DOMINION BANK
10% Owner
Transactions
- Other
Muni-MultiMode Preferred Shares
2022-02-11−300→ 0 total
TORONTO DOMINION HOLDINGS USA INC
10% Owner
Transactions
- Other
Muni-MultiMode Preferred Shares
2022-02-11−300→ 0 total
Toronto Dominion Investments, Inc.
10% Owner
Transactions
- Other
Muni-MultiMode Preferred Shares
2022-02-11−300→ 0 total
Footnotes (3)
- [F1]The 300 Muni-MultiMode Preferred Shares ("Shares") reported as disposed of in Table I represent shares that were beneficially owned by Toronto Dominion Investments, Inc. ("TDI"). In connection with the reorganization of the Issuer into Delaware Investments National Municipal Income Fund ("VFL"), the Shares were exchanged for an equal number of preferred shares of VFL in a cashless transaction. TDI is a wholly owned indirect subsidiary of The Toronto-Dominion Bank ("TD Bank").
- [F2]This statement is jointly filed by TD Bank, TDI, Toronto Dominion Holdings (U.S.A.), Inc. ("TDH"), and TD Group US Holdings LLC ("TD GUS"). The Shares were owned directly by TDI. Toronto Dominion Holdings (U.S.A.), Inc. ("TDH") is the sole owner of TDI and TD Group US Holdings LLC ("TD GUS") is the sole owner of TDH. TD Bank is the sole owner of TD GUS. TD Bank, TDH, and TD GUS held an indirect interest in the Shares by virtue of their ownership of TDI.
- [F3]Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Issuer
Delaware Investments Colorado Municipal Income Fund, Inc.
CIK 0000907573
Entity typeother
Related Parties
1- filerCIK 0000744464
Filing Metadata
- Form type
- 4
- Filed
- Aug 18, 8:00 PM ET
- Accepted
- Aug 19, 3:26 PM ET
- Size
- 60.1 KB