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NOBLE ROMANS INC·4

Sep 13, 3:59 PM ET

MOBLEY PAUL W 4

4 · NOBLE ROMANS INC · Filed Sep 13, 2022

Insider Transaction Report

Form 4
Period: 2022-09-09
NOBLE ROMANS INCNROM
MOBLEY PAUL W
DirectorChairman and CEO10% Owner
Transactions
  • Purchase

    10% Convertible Subordinated Unsecured Promissory Note

    2022-09-09$200000.00/sh(indirect: See footnote)
    Exercise: $0.50From: 2016-11-08Exp: 2025-02-28→ Common Stock (400,000 underlying)
  • Purchase

    Redeemable Common Stock Purchase Class A Warrant

    2022-09-09$200000.00/sh→ 350,000 total(indirect: See footnote)
    Exercise: $0.57From: 2016-11-08Exp: 2025-02-28→ Common Stock (200,000 underlying)
Footnotes (3)
  • [F1]Interest on the note accrues at the annual rate of 10% payable quarterly in arrears. The holder of the note may convert it at any time during the term into Common Stock at a conversion rate of $0.50 per share.
  • [F2]The warrant and note were purchased in a single transaction with a total purchase price of $200,000.
  • [F3]Co-owned with spouse.

Documents

1 file
  • 4
    section16.xmlPrimary

    PRIMARY DOCUMENT