4//SEC Filing
Meline Susanne 4
Accession 0001654954-23-003617
CIK 0001716621other
Filed
Mar 26, 8:00 PM ET
Accepted
Mar 27, 5:22 PM ET
Size
11.7 KB
Accession
0001654954-23-003617
Insider Transaction Report
Form 4
Meline Susanne
Director
Transactions
- Conversion
Common Stock
2023-03-23+2,575→ 2,575 total(indirect: By Spouse) - Conversion
Series X Convertible Preferred Stock
2023-03-23−2.575→ 11.481 total(indirect: By Spouse)Exercise: $0.00→ Common Stock (11,481 underlying) - Award
Series X Convertible Preferred Stock
2023-01-09+14.056→ 14.056 total(indirect: By Spouse)Exercise: $0.00→ Common Stock (14,056 underlying)
Holdings
- 36
Common Stock
- 800(indirect: See footnote)
Common Stock
Footnotes (5)
- [F1]This the transaction was the result of the automatic conversion of shares of Series X Preferred upon receipt of stockholder approval.
- [F2]Securities are owned by Catalysis Partners ("CP"). The reporting person has an investment interest in CP through her IRA and, together with an immediate family member, owns a controlling interest in Francis Capital Management, LLC, which also has an investment interest in CP and serves as both its Managing Member and Investment Manager. The reporting person disclaims beneficial interest of these securities except to the extent of her pecuniary interest therein.
- [F3]Following stockholder approval of the conversion of Series X Convertible Preferred Stock into shares of Common Stock, each share of Series X Convertible Preferred Stock automatically converts into 1,000 shares of Common Stock, subject to certain limitations.
- [F4]On January 9, 2023, the Issuer, completed its acquisition of Catheter Precision, Inc., a privately-held Delaware corporation ("Catheter"), pursuant to an Amended and Restated Agreement and Plan of Merger (the "Merger"). In connection with the Merger, each share of Catheter common stock previously outstanding held by the reporting person now represents a number of shares of Series X Convertible Preferred Stock equal to approximately 0.6697, divided by one thousand (1,000).
- [F5]Series X Convertible Preferred Stock has no expiration date.
Documents
Issuer
Ra Medical Systems, Inc.
CIK 0001716621
Entity typeother
Related Parties
1- filerCIK 0001731684
Filing Metadata
- Form type
- 4
- Filed
- Mar 26, 8:00 PM ET
- Accepted
- Mar 27, 5:22 PM ET
- Size
- 11.7 KB