Neukomm Daniel 4
4 · TPCO Holding Corp. · Filed Apr 4, 2023
Insider Transaction Report
Form 4
TPCO Holding Corp.GRAMF
Neukomm Daniel
Director
Transactions
- Exercise/Conversion
Common Shares
2023-04-01+506→ 13,147 total - Exercise/Conversion
Restricted Stock Units
2023-04-01−506→ 107,079 total→ Common Shares (506 underlying)
Holdings
- 9,469,699(indirect: See Footnote)
Common Shares
Footnotes (3)
- [F1]Restricted stock units ("RSUs") convert into Common Shares on a one-for-one basis.
- [F2]These shares are held by GRHP Investments, LLC. Mr. Neukomm's wife has a minority interest in GRHP Investments, LLC. Mr. Neukomm disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest.
- [F3]On June 1, 2021, the reporting person was granted 20,226 RSU's, 25% of which vested 180 days after the grant date (the "Initial Vesting Period"). The remaining RSUs vest in 30 equal monthly installments beginning on the first day of the first month following the Initial Vesting Period.